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NZX Limited — Investor Relations & Filings

Ticker · NZX ISIN · NZNZXE0001S7 LEI · 254900KTE7C5U39QMD43 NZX Financial and insurance activities
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Filings indexed 624 across all filing types
Latest filing 2020-03-30 Director's Dealing
Country NZ New Zealand
Listing NZX NZX

About NZX Limited

https://www.nzx.com/about-nzx/organizat…

NZX Limited operates capital, risk, and commodity markets. The organization provides infrastructure for the listing and trading of equities, debt, derivatives, and exchange-traded funds. Core services include clearing and settlement operations, market data provision, and wealth management through dedicated investment platforms. The company facilitates the trading of dairy derivatives and manages electricity market operations. It focuses on maintaining transparent and efficient platforms for diverse participants, supported by integrated regulatory frameworks and technological systems.

Recent filings

Filing Released Lang Actions
Ongoing Disclosure Notice – Graham Law
Director's Dealing Classification · 95% confidence The document is a disclosure notice regarding acquisitions and disposals of relevant interests by a director or senior manager, specifically detailing transactions of NZX subordinated notes and shares by Graham Nicholas Stewart Law, the Chief Financial Officer. It references sections of the Financial Markets Conduct Act 2013 and includes certification by the director. The content focuses on insider transactions rather than financial results, governance changes, or other report types. This matches the definition of Director's Dealing (DIRS), which covers reports of personal share transactions by company directors and executives (insider trades). The document length is 3391 characters, which is consistent with a detailed insider transaction disclosure rather than a full financial report or announcement. Therefore, the appropriate classification is DIRS with high confidence.
2020-03-30 English
Covid 19 – Arrangements for Online Annual Meeting
AGM Information Classification · 95% confidence The document is a notice dated 27 March 2020 regarding arrangements for an online Annual Meeting due to COVID-19 restrictions. It references a previously published Notice of Meeting and provides instructions for virtual participation, voting, and proxy appointment. There is no financial data, no report content, and the document is short (2025 characters). It is clearly an announcement about the logistics of the Annual General Meeting rather than the meeting materials or results themselves. Therefore, it fits the category of AGM Information (AGM-R), which covers presentations and materials shared during the AGM or related announcements about the AGM format.
2020-03-26 English
D&O Ongoing Disclosure – James Bruce Miller
Director's Dealing Classification · 95% confidence The document is a disclosure notice regarding acquisitions and disposals of shares by a director or senior manager, specifically referencing sections of the Financial Markets Conduct Act 2013. It details transactions by James Bruce Miller, Chairman of NZX Limited, including the number of shares before and after acquisition, transaction dates, and prices paid. The document includes a certification by the director or officer. This type of document is a report of personal share transactions by company directors and executives, which fits the definition of Director's Dealing (DIRS). The document length is about 4000 characters, which is consistent with a detailed disclosure notice rather than a brief announcement or a full financial report. Therefore, the correct classification is DIRS with high confidence.
2020-03-25 English
D & O – Ongoing Disclosure Notice
Director's Dealing Classification · 95% confidence The document is a disclosure notice regarding the acquisition of shares by a director, John Stephen McMahon, under the Financial Markets Conduct Act 2013. It details the number of shares held before and after the transaction, the nature of the transaction, and certification by the director. There is no financial report, earnings data, or management discussion. The document is a regulatory disclosure of insider share transactions by a director, which fits the definition of Director's Dealing (DIRS). The document length is about 4809 characters, and it contains detailed transaction information, not just an announcement or certification. Therefore, the classification is DIRS with high confidence.
2020-03-24 English
D&O Ongoing Disclosures – Multiple
Director's Dealing Classification · 100% confidence The document is a disclosure notice regarding the acquisition of shares by a director or senior manager, Elaine Campbell, in NZX Limited. It references sections of the Financial Markets Conduct Act 2013 and details the number of shares held before and after the transaction, the nature of the interest, and transaction details. The document includes a certification by the director or officer. This type of document is a report of personal share transactions by company directors and executives, which fits the definition of Director's Dealing (DIRS). The document length is short and focused solely on insider share transactions, not financial results or other report types.
2020-03-23 English
NZX fully operational – update COVID-19 – 23 March 2020
Regulatory Filings Classification · 95% confidence The document is a brief announcement dated 23 March 2020 from NZX regarding the operational status of the New Zealand capital markets amid COVID-19 alert levels. It discusses business continuity plans, operational arrangements, and reassurances to stakeholders about market functionality. There are no financial statements, detailed financial data, or regulatory filings such as annual or quarterly reports. The document is short (2298 characters) and serves as an operational update rather than a formal report or regulatory filing. It does not fit into categories like Annual Report, Interim Report, or Earnings Release. It is an operational status update related to market functioning and regulatory communication, which aligns best with Regulatory Filings (RNS) as a general announcement that does not fit other specific categories.
2020-03-22 English

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