NZX Limited — Director's Dealing 2020

Mar 11, 2020

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		NZX Limited
Date this disclosure made:		12-Mar-20
Date of last disclosure:		20-Mar-19
Director or senior managergiving disclosure
Full name(s):		Mark John Peterson
Name of listed issuer:		NZX Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		Chief Executive Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)Class of affected quoted financial products:
Class of affected quoted financial products:		NZX Ordinary Shares
Nature of the affected relevant interest(s):		Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:		594
Number held in class after acquisition or disposal:		123,577
Current registered holder(s):		N/A
Registered holder(s)once transfers are registered:		Mark John Peterson

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: Details of transactions requiring disclosure- Date of transaction: Nature of transaction: Name of any other party or parties to the transaction (if known): The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value, describe the consideration: Number of financial products to which the transaction related: If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details— Whether relevant interests were acquired or disposed of during a closed period: Whether prior written clearance was provided to allow the acquisition or disposal to proceed during the closed period: Date of the prior written clearance (if any):

One 12-Mar-20 Conversion of NZX nonparticipating redeemable shares to NZX ordinary shares and transfer to employee in accordance with NZX Limited Employee Share Plan – Team and Results NZX Executive Share Plan Nominees Limited $1.016 122,983

cash value,describe the consideration:Number of financial products to which the transaction related:If the issuer has a financial products trading policy that prohibits directors or seniormanagers from trading during any period without written clearance (a closed period)include the following details—		122,983
Whether relevant interests were acquired or disposed of during a closed period:		No
Whether prior written clearance was provided to allow the acquisition or disposal toproceed duringthe closedperiod:		N/A
Date of the prior written clearance (if any):		N/A
Summary of other relevant interests after acquisition or disposal:
		Performance rights which
Class of quoted financial products:		give the holder options to
		acquire ordinary shares

Nature of relevant interest: For that relevant interest,- Number held in class: Current registered holder(s):

Legal and Beneficial 1,177,894 Mark John Peterson

Certification

I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

Signature of director or officer:

Date of signature:

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12-Mar-20

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

Notes

Use this form to disclose all the acquisitions and disposals by a director or senior manager of a listed issuer, or of a related body corporate, or in specified derivatives. The disclosure must be made within—

(a) 20 working days after the first acquisition or disposal disclosed in this notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the Financial Markets Conduct Act 2013; or

(b) in any other case, 5 trading days after the first acquisition or disposal disclosed in this notice.