NZX Limited — Director's Dealing 2020

Mar 25, 2020

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

		NZX Limited 25-Mar-20 21-Jun-18 JamesBruceMiller NZX Limited N/A Chairman NZXOrdinary Shares Beneficial 120,000 160,000 Custodial Holdings Limited N/A
To NZX Limited; and
Name of listed issuer:		NZX Limited
Date this disclosure made:		25-Mar-20
Date of last disclosure:		21-Jun-18
Director or senior managergiving disclosure
Full name(s):		JamesBruceMiller
Name of listed issuer:		NZX Limited
Name of related body corporate (if applicable):		N/A
Position heldin listedissuer:		Chairman
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class ofaffected quotedfinancialproducts:		NZXOrdinary Shares
Nature of the affected relevant interest(s):		Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:		120,000
Number held in class after acquisition or disposal:		160,000
Current registered holder(s):		Custodial Holdings Limited
Registered holder(s) once transfers are registered:		N/A
Details of transactions giving rise to acquisition or disposal
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:		Four
Date of transaction:		19 - 23 Mar 20
Nature of transaction:		On market purchase of shares
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value, describe the consideration:		$40,300 (10,000 shares @ $1.03, 10,000 shares @ $1.03, 10,000 shares @ 1.02 and 10,000 shares @ $0.95)
Number of financial products to which the transaction related:		40,000
If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details—
Whether relevant interests were acquired or disposed of during a closed period:		No
Whether prior written clearance was provided to allow the acquisition or disposal to proceed duringthe closedperiod:		N/A
Date of theprior written clearance(if any):		N/A

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products: Nature of relevant interest: For that relevant interest,- Number held in class: Current registered holder(s):

NZX Subordinated Notes (NZX010s - quoted on NZDX) Beneficial 8,000 Custodial Holdings Limited

Certification

I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

Signature of director or officer:

Date of signature:

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25-Mar-20

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

Notes

Use this form to disclose all the acquisitions and disposals by a director or senior manager of a listed issuer, or of a related body corporate, or in specified derivatives. The disclosure must be made within—

(a) 20 working days after the first acquisition or disposal disclosed in this notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the Financial Markets Conduct Act 2013; or

(b) in any other case, 5 trading days after the first acquisition or disposal disclosed in this notice.

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