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NOMURA CORPORATION — Investor Relations & Filings

Ticker · 7131 ISIN · JP3762450009 T Financial and insurance activities
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Filings indexed 34 across all filing types
Latest filing 2026-01-26 Regulatory Filings
Country JP Japan
Listing T 7131

About NOMURA CORPORATION

https://www.nomura.com/

Nomura is a global financial services group that provides a range of services to individuals, institutions, corporations, and governments. The company's operations are organized into three main divisions: Retail, Investment Management, and Wholesale. The Retail division offers wealth management and brokerage services to individual investors. The Investment Management division provides asset management products and solutions. The Wholesale division serves corporate and institutional clients, offering services in investment banking, including advisory and underwriting, as well as sales, trading, and research across various asset classes.

Recent filings

Filing Released Lang Actions
確認書
Regulatory Filings Classification · 1% confidence The document is a 'Confirmation Letter' (確認書) filed under the Financial Instruments and Exchange Act. It serves as an officer certification regarding the accuracy of the company's Annual Securities Report (有価証券報告書). According to the 'CERTIFICATION RULE', documents that are primarily officer certifications or attestations should be classified as Regulatory Filings (RNS), even if they reference a specific report type, as they do not contain the actual financial statements themselves. FY 2025
2026-01-26 Japanese
有価証券報告書－第61期(2024/11/01－2025/10/31)
Annual Report Classification · 1% confidence The document is a Japanese 'Yuka Shoken Hokokusho' (Securities Report), which is the Japanese equivalent of a 10-K. It contains comprehensive financial data, including consolidated financial indicators, balance sheets, and income statements for the fiscal year ending October 31, 2025. It is a formal regulatory filing submitted to the Kanto Local Finance Bureau. FY 2025
2026-01-26 Japanese
確認書
Report Publication Announcement Classification · 1% confidence The document text contains a table header indicating it is a '確認書' (Confirmation document) submitted to the '関東財務局長' (Kanto Local Finance Bureau Director) based on Article 24-5-2, Paragraph 1 of the Financial Instruments and Exchange Act. Section 1 explicitly states that the Representative Director confirmed the appropriateness of the '半期報告書' (Half-Year Report) for the period from November 1, 2024, to April 30, 2025. A Half-Year Report in Japanese regulatory context corresponds to a comprehensive interim financial report. Therefore, this document is related to the filing of an Interim/Quarterly Report, which maps to the 'Interim / Quarterly Report' category (IR). Although this specific document is a confirmation attached to the filing, the core subject matter is the official interim report itself, making IR the most appropriate classification over a general RPA or RNS, given the specific reference to the '半期報告書'. The document length is short, but the content is a formal confirmation of a required statutory filing (the IR). Given the explicit mention of the '半期報告書' (Half-Year Report), IR is chosen over RPA.
2025-06-13 Japanese
半期報告書－第61期(2024/11/01－2025/10/31)
Interim / Quarterly Report Classification · 1% confidence The document is a '第２四半期報告書' (Second Quarter Report) for Nomura Corporation, covering the period from November 1, 2024, to April 30, 2025. It contains comprehensive financial statements, including the balance sheet, income statement, and cash flow statement, as well as management analysis. This fits the definition of an Interim/Quarterly Report (IR) as it provides substantive financial data for a period shorter than a full fiscal year. H1 2025
2025-06-13 Japanese
臨時報告書
AGM Information Classification · 1% confidence The document is titled "臨時報告書" (Extraordinary Report/Timely Disclosure Report) and explicitly states in Section 1 that it is being submitted because resolutions were passed at the "第60回定時株主総会" (60th Annual General Meeting) held on January 28, 2025. Section 2 details the resolutions, which concern the election of directors and auditors. This content—reporting the results of a shareholder meeting—directly corresponds to the definition of AGM Information (AGM-R) or Declaration of Voting Results & Voting Rights Announcements (DVA). Since the core content is the official results of the voting at the AGM, DVA is the most precise fit, as it specifically covers 'Official results from shareholder votes at any general meeting'. The document is a formal regulatory filing reporting these results.
2025-01-31 Japanese
内部統制報告書－第60期(2023/11/01－2024/10/31)
Governance Information Classification · 1% confidence The document explicitly states its title in the header and table: "内部統制報告書" (Internal Control Report). It references the legal basis as Article 24-4-4, Paragraph 1 of the Financial Instruments and Exchange Act (金融商品取引法第24条の４の４第１項), which mandates the filing of an Internal Control Report by listed companies in Japan. The content details the framework, scope, criteria (using the fiscal year-end date of October 31, 2024), and the conclusion that internal controls over financial reporting are effective. This directly corresponds to the requirements for an Internal Control Report, which is a specific type of regulatory filing in Japan, often filed alongside the 10-K equivalent (which is the Annual Securities Report in Japan, but the specific document type here is the Internal Control Report itself). Given the provided classification options, this document is a specific regulatory report focusing on internal controls, which is closest in nature to an Audit Report/Information (AR) or a specific regulatory filing. However, since the document is the *Internal Control Report* itself, and not a general audit report or a short announcement, and considering the available codes, it is a comprehensive report. In the context of US filings, this is often integrated into the 10-K, but as a standalone Japanese filing, it is a specific regulatory document. Since there is no specific code for 'Internal Control Report', and it is a comprehensive report on controls (related to financial reporting integrity), it is best classified as an Audit Report/Information (AR) or potentially a Regulatory Filing (RNS). Given the detailed nature and focus on internal control standards, AR is a better fit than the general RNS, although it is not a traditional external audit report. However, looking closely at the definitions, 'AR' is for 'Standalone audit reports, applied accounting principles, and results of internal or regulatory stress tests'. This document is the *management's assessment* of internal controls, not the external auditor's opinion. Therefore, it is a highly specific regulatory document. Since it is a comprehensive report and not an announcement of a report (length is substantial enough to be the report itself), and it doesn't fit other specific categories like 10-K (Annual Report), I will classify it as the most appropriate specific report type available, which is AR, or default to RNS if AR is too narrow. Given the context of financial reporting integrity, AR is the closest fit among the provided options for a detailed report on controls/auditing principles, even if it's management's report. If we strictly adhere to the definitions, it's a specific regulatory document not covered elsewhere, making RNS a strong candidate. Let's re-evaluate: It is a formal, required report under Japanese law concerning financial reporting integrity. It is not an AGM, 10-K, ER, or IR. It is a specific control assessment. I will choose RNS as the most accurate fallback for a specific, non-standardized (in the US context) regulatory report that doesn't fit the other defined categories perfectly, as it is a formal filing to the Kanto Local Finance Bureau.
2025-01-30 Japanese

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