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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2023-04-21 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券2022年度募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is titled as a "2022年度募集资金存放与实际使用情况的专项报告" which translates to "2022 Annual Special Report on the Deposit and Actual Use of Raised Funds." It details the amount of funds raised, their usage, management, and compliance with regulatory requirements. It references regulatory guidelines from the China Securities Regulatory Commission and the Shanghai Stock Exchange regarding the management and use of raised funds. The document includes detailed financial figures on the raised funds, their allocation, and usage status, as well as auditor and sponsor institution opinions on the compliance and accuracy of the report. This is a specialized report focused on the use of capital raised by the company, not a general annual report or earnings release. It is not a mere announcement or certification but contains substantive financial data and analysis related to capital raising and usage. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2023-04-21 Chinese
兴业证券2022年度募集资金存放与实际使用情况专项报告的鉴证报告
Audit Report / Information Classification · 95% confidence The document is a verification report issued by KPMG Huazhen LLP on the special report regarding the storage and actual use of raised funds by 兴业证券股份有限公司 (Industrial Securities Co., Ltd.) for the year 2022. It references compliance with regulatory guidelines issued by the China Securities Regulatory Commission and the Shanghai Stock Exchange regarding the management and use of raised funds. The document includes detailed financial data on the amount raised, usage, balances, and compliance with the stated purposes of the fundraising. It is a standalone audit/assurance report on a specific aspect of the company's financial activities (fundraising and use of proceeds), not a full annual report or interim report. It is not a mere announcement or certification but contains substantive audit opinion and financial data related to the fundraising. Therefore, it fits the category of an Audit Report / Information (AR). FY 2022
2023-04-21 Chinese
兴业证券独立董事关于第六届董事会第十二次会议相关事项及公司对外担保情况的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion report from the independent directors of 兴业证券股份有限公司 regarding various corporate governance matters discussed at the twelfth meeting of the sixth board of directors. It covers opinions on related party transactions, remuneration management system, profit distribution, authorization for guarantees to subsidiaries, reappointment of the audit firm, use of raised funds, internal control evaluation, director performance and remuneration, senior management evaluation, and a detailed explanation of the company's external guarantees as of December 31, 2022. The content is focused on governance, compliance with laws and regulations, and internal control matters rather than financial results or earnings. It does not contain financial statements or earnings data but provides detailed governance-related opinions and compliance confirmations. This aligns with the category of Board/Management Information (MANG), which includes announcements related to board activities and management decisions. The document length is 3065 characters, which is substantive and not a mere announcement or certification. Therefore, the best classification is MANG with high confidence.
2023-04-21 Chinese
兴业证券第六届董事会第十二次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 12th meeting of the 6th Board of Directors of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.) held on April 20, 2023. It includes voting results on multiple reports and proposals such as the 2022 Annual Report, 2022 Social Responsibility Report, 2022 Financial Statements, profit distribution plan, debt financing authorization, and other governance and operational matters. The document repeatedly states that these reports and proposals still need to be submitted to the shareholders' meeting for approval and refers to the full reports being disclosed separately on the Shanghai Stock Exchange website. This indicates that the document itself is not the full annual report or financial statements but a board meeting resolution announcement summarizing the agenda items and their approval status. The document is not a simple notice or a brief announcement but a comprehensive board meeting resolution report. According to the filing definitions, this fits best under Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors. The document is over 6000 characters, so it is not a brief announcement or report publication announcement. It is not a call transcript, earnings release, or capital update. Therefore, the classification is MANG with high confidence.
2023-04-21 Chinese
兴业证券董事会审计委员会2022年度工作报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2022 Annual Work Report" of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It details the activities of the Board Audit Committee during the 2022 fiscal year, including meetings held, audit reviews, internal control evaluations, and plans for 2023. The content focuses on audit committee oversight, external auditor evaluation, internal audit supervision, and related governance matters. It is not a full annual report (10-K), nor a standalone audit report (AR) since it is a committee work report summarizing audit-related activities and oversight. It is not a regulatory filing or announcement but a detailed committee report. Given the nature and title, this fits best under Audit Report / Information (AR), which includes audit reports and related committee reports on audit activities and internal controls, excluding full annual reports. The document length (3553 characters) is sufficient for a substantive report, not just an announcement. Therefore, the classification is AR with high confidence. FY 2022
2023-04-21 Chinese
兴业证券第六届监事会第十一次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Industrial Securities Co., Ltd. It details the approval of various reports and proposals related to the company's 2022 annual work report, annual report, internal control evaluation, compliance, anti-money laundering, profit distribution plan, audit firm reappointment, and other governance matters. The document is a formal announcement of meeting resolutions and voting results, not the full annual report or financial statements themselves. It also states that many of these reports need to be submitted to the shareholders' meeting for further approval. The document length is relatively short (2343 characters) and it primarily serves as a meeting resolution announcement rather than the actual reports. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for announcements and compliance documents that do not contain full reports or detailed financial data.
2023-04-21 Chinese

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