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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2023-07-28 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券关于获得非公开发行公司债券挂牌转让无异议函的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement from 兴业证券股份有限公司 regarding receiving a 'no objection letter' from the Shanghai Stock Exchange for a non-public issuance of company bonds. It mentions compliance with regulations and the company's intention to proceed with bond issuance and listing. The document length is only 494 characters, indicating it is a brief announcement rather than a detailed financial report. There are no financial statements or detailed analysis present. This fits the category of a Capital/Financing Update (CAP) as it relates to bond issuance and capital market activities.
2023-07-28 Chinese
兴业证券关于完成经营范围工商变更登记的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the completion of a business scope change registration by the company, including references to a previous shareholder meeting decision and a related announcement. It does not contain financial data, detailed reports, or regulatory certifications. The length is only 493 characters, indicating it is a brief notice rather than a full report. It fits best as a Regulatory Filing (RNS) because it is a general regulatory announcement about corporate changes that does not fit other specific categories.
2023-07-26 Chinese
国浩律师（上海）事务所关于兴业证券2022年年度股东大会的法律意见书
AGM Information Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the legality and validity of the procedures, attendance, and voting results of a company's 2022 Annual General Meeting (AGM) held in 2023. It discusses the convening, notification, attendance, voting procedures, and resolutions passed at the AGM. The document does not contain financial statements or detailed financial performance data but rather focuses on the legal compliance and procedural aspects of the AGM. The document length is 2868 characters, which is relatively short and consistent with a legal opinion letter rather than a full report. Therefore, this document is best classified as AGM Information (AGM-R), which covers presentations and materials shared during the Annual General Meeting, including legal opinions related to the AGM.
2023-06-29 Chinese
兴业证券2022年年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2022 Annual General Meeting Resolution Announcement" for Industrial Securities Co., Ltd. It details the date and location of the AGM, attendance, voting results on multiple proposals including the 2022 annual report, financial statements, profit distribution plan, and other corporate matters. The document includes detailed voting results and legal opinions confirming the validity of the meeting and resolutions. The content is focused on the official announcement of the AGM resolutions and voting outcomes rather than the full annual report or financial statements themselves. The document length is about 6,084 characters, which is consistent with an announcement rather than a full report. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2023-06-29 Chinese
兴业证券股份有限公司章程
Governance Information Classification · 100% confidence The document is titled as the Articles of Association (章程) of Industrial Securities Co., Ltd., approved at the 2022 Annual General Meeting. It contains detailed governance rules, shareholder rights, board structure, management roles, and operational guidelines. It is a comprehensive governance document rather than a financial report or announcement. It does not contain financial statements, earnings data, or audit results. It is not a report publication announcement or a brief notice but a full governance charter. Therefore, it fits the category of Governance Information (CGR).
2023-06-29 Chinese
兴业证券第六届监事会第十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement from 兴业证券股份有限公司 regarding a resolution passed at the 13th meeting of the 6th Supervisory Board. It details the resignation of a current supervisor and the proposed nomination of a new supervisor, including voting results and a brief biography of the nominee. There is no financial data, earnings information, or report publication mentioned. The content focuses on changes in supervisory board membership, which falls under management or board information disclosures. Therefore, the document fits the category of Board/Management Information (MANG). The document length is short and it is not a report or announcement of a report publication, so it is not RPA or RNS.
2023-06-08 Chinese

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