Skip to main content
INDUSTRIAL SECURITIES CO.,LTD. logo

INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,651 across all filing types
Latest filing 2023-04-27 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券2023年第一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2023 年第一季度报告' which translates to '2023 First Quarter Report'. It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on financial performance for the first quarter of 2023. The document explicitly states it is an unaudited quarterly report and includes comprehensive financial metrics and analysis for the quarter. The length of the document (over 13,000 characters) and the presence of substantive financial data confirm it is a full financial report rather than a brief announcement or certification. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q1 2023
2023-04-27 Chinese
兴业证券2022年度利润分配预案公告
Notice of Dividend Amount Classification · 95% confidence The document is a profit distribution plan announcement for the fiscal year 2022 by 兴业证券股份有限公司. It details the proposed cash dividend per share, total dividend amount, and the decision-making process including board and supervisory opinions. The document does not contain full financial statements or comprehensive financial performance data but focuses on the dividend distribution proposal and related corporate governance steps. It is not a full Annual Report (10-K) or Interim Report (IR), nor is it a simple announcement of a report publication. The content aligns with a Notice of Dividend Amount (DIV) as it announces dividend amounts, payment basis, and related shareholder information.
2023-04-21 Chinese
兴业证券独立董事2022年度述职报告
Board/Management Information Classification · 95% confidence The document is a detailed report titled 'Independent Directors 2022 Annual Work Report' from a company, describing the independent directors' activities, attendance at meetings, opinions on various corporate governance matters, and compliance with laws and regulations during the 2022 fiscal year. It includes detailed descriptions of board and committee meetings, oversight on related party transactions, external guarantees, use of raised funds, senior management nominations and remuneration, audit firm appointments, dividend policies, internal controls, and information disclosure. The content is focused on the independent directors' duties and governance oversight rather than financial results or earnings. This type of document is a management or board-related report focusing on governance and oversight activities, which fits best under the category of Board/Management Information (MANG). It is not an annual report (10-K), audit report (AR), or earnings release (ER), nor is it a proxy statement or voting results. The length and detail confirm it is a substantive report, not a brief announcement or certification. Therefore, the classification is MANG with high confidence.
2023-04-21 Chinese
中国国际金融股份有限公司关于兴业证券股份有限公司2022年度募集资金存放与使用情况的专项核查意见
Audit Report / Information Classification · 95% confidence The document is a detailed report from China International Capital Corporation Limited (the sponsor) regarding the special audit opinion on the 2022 annual fundraising funds deposit and usage situation of Industrial Securities Co., Ltd. It references regulatory guidelines related to fundraising management and usage, provides detailed financial figures on fundraising amounts, usage, balances, and compliance with regulations. The document includes a special audit opinion and verification of fundraising funds usage and management, which is typical of an Audit Report or Information document rather than a full Annual Report or a simple announcement. The length (12,794 characters) and detailed financial and compliance content confirm it is a substantive report. Therefore, the document fits best under the Audit Report / Information (AR) category.
2023-04-21 Chinese
兴业证券2022年度社会责任报告
Regulatory Filings
2023-04-21 Chinese
中国国际金融股份有限公司关于兴业证券股份有限公司2022年度持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "2022年度持续督导年度报告书" which translates to "2022 Annual Continuous Supervision Report" issued by China International Capital Corporation Limited regarding Industrial Securities Co., Ltd. It details the continuous supervision work performed by the sponsor institution during the period from September 2, 2022 to December 31, 2022. The content includes detailed descriptions of supervision activities, compliance checks, information disclosure reviews, and confirmation of no violations or irregularities during the period. The document is a formal report on the continuous supervision activities related to a specific capital raising event (a rights issue) and ongoing regulatory compliance. It is not an announcement of a report publication, nor a certification letter, nor a general regulatory filing. It is a standalone report focused on audit and regulatory supervision results, consistent with the definition of an Audit Report / Information (AR). The document length (8553 characters) and detailed content support this classification with high confidence. FY 2022
2023-04-21 Chinese

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.