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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,417 across all filing types
Latest filing 2025-03-28 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司2024年度非经营性资金占用及其他关联资金往来的专项说明
Audit Report / Information Classification · 95% confidence The document is a detailed special explanation and summary table regarding non-operating fund occupation and other related party fund transactions for Huatai Securities Co., Ltd. for the fiscal year ending December 31, 2024. It includes audited financial data and references an audit report issued by Deloitte Huayong CPA firm with an unqualified opinion dated March 28, 2025. The document is prepared in compliance with regulatory requirements from the China Securities Regulatory Commission and other authorities concerning related party transactions and fund occupation disclosures. It contains substantive financial data, tables with amounts, and detailed explanations, not merely an announcement or certification. The document is a standalone audit-related report focusing on specific audit findings and disclosures about related party fund transactions, rather than a full annual report or interim report. Therefore, it fits best under the category of Audit Report / Information (AR). FY 2024
2025-03-28 Chinese
华泰证券股份有限公司2024年度“提质增效重回报”行动方案落实情况半年度报告
Interim / Quarterly Report Classification · 95% confidence The document is titled as a "2024年度 '提质增效重回报'行动方案落实情况半年度报告" which translates to a "2024 Annual 'Quality Improvement and Efficiency Return' Action Plan Implementation Semi-Annual Report." It contains detailed financial data such as revenue, net profit, total assets, and net assets for the year 2024, as well as comprehensive business strategy, operational progress, governance, risk management, and investor relations information. The length of the document is 7644 characters, which is substantial and contains actual financial and operational data, not just an announcement or summary. The document is a semi-annual report covering the progress and financial performance for a part of the fiscal year, which fits the definition of an Interim / Quarterly Report (IR). It is not a full annual report (10-K) because it is a half-year report, nor is it a simple earnings release or presentation. Therefore, the correct classification is IR with high confidence. FY 2024
2025-03-28 Chinese
华泰证券股份有限公司2024年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled "华泰证券股份有限公司2024 年度 内部控制评价报告" which translates to "Huatai Securities Co., Ltd. 2024 Annual Internal Control Evaluation Report." It discusses the internal control evaluation for the fiscal year ending December 31, 2024. The content includes detailed descriptions of internal control systems, risk management, governance, and compliance with regulatory requirements. It is a comprehensive report on the company's internal control effectiveness and related audit opinions. The document length is over 13,000 characters, indicating it is a full report rather than a brief announcement. The focus on internal control evaluation and audit opinions aligns with the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. It is not an Annual Report (10-K) as it does not cover full financial performance or company activity broadly, nor is it a Regulatory Filing (RNS) or Report Publication Announcement (RPA) since it contains substantive content rather than just an announcement. Therefore, the document is best classified as an Audit Report / Information (AR). FY 2024
2025-03-28 Chinese
华泰证券股份有限公司第六届董事会第十五次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 15th meeting of the 6th Board of Directors of Huatai Securities Co., Ltd. It includes approvals of various reports such as the 2024 annual management report, financial statements, profit distribution plan, compliance report, risk management report, internal control evaluation report, social responsibility report, and others. It also covers decisions on reappointment of auditors, election of non-executive directors, adjustments to board committees, and authorization for share issuance. The document contains voting results and detailed descriptions of the board's decisions, indicating it is a formal board meeting resolution announcement. It is not the full annual report itself but a board meeting announcement of resolutions related to the annual report and other governance matters. Therefore, it fits best under Board/Management Information (MANG) as it primarily announces board decisions and management-related information rather than the full annual report or other filings.
2025-03-28 Chinese
华泰证券股份有限公司董事会审计委员会2024年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2024 Annual Performance Report of the Board Audit Committee" of Huatai Securities Co., Ltd. It details the audit committee's activities, including oversight of external and internal audits, review of financial reports for 2023 and 2024 periods, internal control evaluations, and coordination with auditors. The content is focused on the audit committee's duties and their fulfillment during the year 2024, including meetings and decisions related to audit plans and reports. It is not the full annual report itself but a specific report on the audit committee's performance and audit-related oversight. This fits the definition of an Audit Report / Information (AR) as it is a standalone audit-related report describing audit activities, applied principles, and evaluations, distinct from the full Annual Report (10-K). The document length (7250 characters) and detailed content support it being a substantive report rather than a brief announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2024
2025-03-28 Chinese
华泰证券股份有限公司2024年度财务报表及审计报告
Annual Report Classification · 100% confidence The document contains detailed financial statements including consolidated and parent company balance sheets, profit and loss statements, cash flow statements, changes in shareholders' equity, and extensive notes to the financial statements. The presence of an audit report section and comprehensive financial data for the fiscal year ending December 31, 2024, indicates this is a full annual financial report. The length of the document (15,000 characters) and the detailed financial disclosures confirm it is not a mere announcement or certification. Therefore, this document fits the definition of an Annual Report (10-K). FY 2024
2025-03-28 Chinese

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