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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,413 across all filing types
Latest filing 2025-04-03 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券H股公告（截至2025年3月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report for a listed issuer and Hong Kong Depository Receipts issuer under Chapter 19B of the Listing Rules. It details changes in registered capital, issued shares, and treasury shares for the month ending March 31, 2025. It includes confirmations required under the Hong Kong Stock Exchange Listing Rules sections 13.25C and 17.27C. The document is a regulatory compliance report about share capital and securities movements, not a financial report, earnings release, or management discussion. It is not an announcement of a report publication but a substantive monthly report on securities changes. This fits the category of Regulatory Filings (RNS) as it is a general regulatory announcement and compliance document that does not fit other specific categories like share issue or capital change (SHA) because it is a monthly report rather than a single event announcement.
2025-04-03 Chinese
华泰证券股份有限公司2024年度社会责任报告
Environmental & Social Information Classification · 100% confidence The document is a detailed report from Huatai Securities Co., Ltd. covering their Environmental, Social, and Governance (ESG) activities and performance for the year 2024. It includes extensive information on ESG governance, management structures, sustainability initiatives, awards, and recognitions. The report references compliance with various ESG reporting standards and guidelines, such as those from the China Securities Regulatory Commission, Shanghai Stock Exchange, Hong Kong Stock Exchange, GRI, and ISSB. The document is lengthy (15,000 characters) and contains substantive content on ESG performance and governance, not merely an announcement or summary. This matches the description of an Environmental & Social Information report (ESG report). Therefore, the appropriate classification is Environmental & Social Information (SR).
2025-03-28 Chinese
华泰证券股份有限公司2024年年度报告摘要
Annual Report Classification · 98% confidence The document is a detailed and comprehensive report covering the company's business overview, financial performance, market environment, and future outlook for the year 2024. It includes extensive sections on wealth management, institutional services, investment management, and other business segments. The text references an audit report by Deloitte Hua Yong accounting firm with an unqualified opinion, dividend distribution plans, and detailed financial and operational data. The document is lengthy (15,000 characters) and contains substantive financial data and management discussion. It is clearly an official yearly report covering company activity and full financial performance, matching the definition of an Annual Report (10-K). FY 2024
2025-03-28 Chinese
华泰证券股份有限公司2024年度内部控制审计报告
Regulatory Filings
2025-03-28 Chinese
华泰证券股份有限公司对2024年度年审会计师事务所履职情况的评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the annual audit accounting firm for the year 2024. It discusses the auditing firms engaged, their qualifications, independence, work performed, and quality control measures related to the audit of the company's 2024 financial statements and internal controls. The document does not contain the actual audited financial statements or detailed financial data but rather assesses the audit firm's performance and compliance with regulations. The length is about 3203 characters, which is relatively short and consistent with an evaluation or audit report rather than a full annual report or interim report. This fits the definition of an Audit Report / Information (AR) as it is a standalone audit-related report focusing on the audit firm's performance and results of audit procedures, excluding the full annual report itself. FY 2024
2025-03-28 Chinese
华泰证券股份有限公司董事会审计委员会对2024年度年审会计师事务所履行监督职责情况的报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from the Board Audit Committee of Huatai Securities Co., Ltd. regarding the supervision of the external audit firm (Deloitte) for the fiscal year 2024. It discusses the audit firm's qualifications, the audit process, meetings held, and the committee's evaluation of the audit firm's performance and independence. The document references the 2024 annual audit and the audit of the 2024 financial statements, including internal control audits. It is not the annual report itself but a report on the audit committee's oversight of the audit process and the audit firm. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and related supervisory information. The document length (5226 characters) and content indicate it is a substantive report, not merely an announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2024
2025-03-28 Chinese

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