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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2025-02-21 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal disclosure about a financing guarantee related to debt issuance, not a full financial report or earnings release. It does not contain financial statements or management discussion but focuses on a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2306 characters, which is consistent with an announcement rather than a full report.
2025-02-21 Chinese
华泰证券H股公告（截至2025年1月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in issued shares, registered capital, and stock options for HTSC. It references compliance with Hong Kong Listing Rules Chapter 19B and includes confirmations by a company director. The document is a regulatory compliance filing about share capital and securities movements, not a financial report, earnings release, or management discussion. It is not an announcement of a report publication but a substantive regulatory filing. Therefore, it fits best under Regulatory Filings (RNS). The document length is 3382 characters, which is relatively short but contains detailed tabular data and confirmations, indicating it is a regulatory filing rather than a mere announcement.
2025-02-06 Chinese
华泰证券股份有限公司关于江苏股权交易中心有限责任公司完成股权变更工商登记的公告
Major Shareholding Notification Classification · 95% confidence The document is a short announcement regarding the completion of a shareholding change and related registration for a company. It details a board resolution approving the transfer of a 20% equity stake and the resulting change in shareholding percentage. The document is brief (474 characters) and focuses on ownership changes rather than financial results or detailed reports. This fits the definition of a Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels.
2025-01-27 Chinese
华泰证券H股公告（截至2024年12月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in issued shares, registered capital, and stock options for the month ending December 31, 2024. It includes confirmations related to compliance with listing rules and legal requirements. The document is titled as a securities movement monthly report and does not contain financial statements or management discussion. It is a regulatory compliance filing related to share capital and securities movements, typical of regulatory filings under Hong Kong Listing Rules Chapter 19B. The document length is 3380 characters, which is relatively short and focused on regulatory disclosure rather than a full financial report or announcement of a report. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance document rather than a financial report or capital change announcement.
2025-01-06 Chinese
华泰证券股份有限公司第六届董事会第十四次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the 14th meeting of the 6th Board of Directors of Huatai Securities Co., Ltd. It details board decisions such as approval of a share transfer and amendments to internal management systems. The document includes voting results and references to compliance with company law and internal rules. It does not contain financial statements or detailed financial data, nor is it a report or presentation. It is an announcement of board decisions, which fits the category of Board/Management Information (MANG). The document length is short and focused on board resolutions, not a full report or regulatory filing.
2024-12-20 Chinese
华泰证券股份有限公司董事、监事和高级管理人员所持本公司股份管理制度（2024年修订）
Governance Information Classification · 95% confidence The document is a detailed internal policy titled '华泰证券股份有限公司董事、监事和高级管理人员所持本公司股份管理制度 (2024 年修订)', which translates to 'Management System for Shares Held by Directors, Supervisors, and Senior Management of Huatai Securities Co., Ltd. (2024 Revision)'. It outlines rules and regulations regarding shareholding, trading restrictions, disclosure obligations, and legal responsibilities of company directors, supervisors, and senior management. The content focuses on governance and compliance related to insider share transactions and disclosure, referencing relevant laws and stock exchange rules. It is not a financial report, earnings release, or announcement of voting results. It is a governance-related document detailing internal rules and practices concerning shareholding and trading by key company personnel. Therefore, it fits best under Governance Information (CGR). The document length (6913 characters) and detailed regulatory content support this classification with high confidence.
2024-12-20 Chinese

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