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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 814 across all filing types
Latest filing 2025-12-05 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
北京德恒（昆明）律师事务所关于红塔证券股份有限公司2025年第五次临时股东会法律意见
Regulatory Filings Classification · 92% confidence The document is a legal opinion letter (“法律意见”) issued by the company’s external law firm regarding the convening, attendance, procedures, and results of the company’s 2025 fifth extraordinary general meeting. It does not contain financial statements or function as an investor presentation or proxy solicitation. It is a certification/opinion by counsel, fitting the officer certification/regulatory compliance category. Therefore it is best classified as a general regulatory filing (RNS).
2025-12-05 Chinese
红塔证券股份有限公司重大信息内部报告管理办法
Governance Information Classification · 95% confidence The document is titled as an internal management method for reporting major information within Hongta Securities Co., Ltd. It details the procedures, responsibilities, and scope of internal reporting of significant company information, including definitions of major information, reporting obligations, and confidentiality requirements. It is a governance-related document outlining internal rules and processes rather than a financial report, announcement, or regulatory filing. There is no indication of financial data, earnings, audit results, or shareholder meeting materials. Therefore, it fits best under Governance Information (CGR). The document length is about 4,831 characters, which is sufficient for a detailed governance policy document.
2025-12-05 Chinese
红塔证券股份有限公司董事会议事规则
Governance Information Classification · 100% confidence The document is titled "红塔证券股份有限公司董事会议事规则" which translates to "Rules of Procedure for the Board of Directors of Hongta Securities Co., Ltd." It details the rules, procedures, powers, composition, meeting types, notification, voting, and record-keeping related to the company's board of directors. It references various legal and regulatory frameworks and the company's articles of association. The document is a governance-related internal rules document rather than a report, announcement, or financial statement. It does not contain financial data, earnings, voting results, or management changes. Therefore, it fits the category of Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2025-12-05 Chinese
红塔证券股份有限公司内幕信息知情人登记和外部信息报送管理办法
Governance Information Classification · 95% confidence The document is a detailed internal management policy regarding insider information registration and external information reporting for a company. It includes definitions, responsibilities, procedures, confidentiality obligations, and legal compliance related to insider information. There is no indication that this is a financial report, earnings release, call transcript, or any other specific filing type. It is a regulatory compliance and governance-related document outlining internal rules and procedures. Therefore, it best fits the category of Governance Information (CGR). The document length and content confirm it is not a brief announcement or a report publication notice, but a substantive governance policy document.
2025-12-05 Chinese
红塔证券股份有限公司董事会审计委员会议事规则
Governance Information Classification · 95% confidence The document is titled "红塔证券股份有限公司 董事会审计委员会议事规则" which translates to "Rules of Procedure for the Board Audit Committee of Hongta Securities Co., Ltd." It details the composition, responsibilities, meeting procedures, and operational guarantees of the audit committee under the board of directors. It references laws, regulations, and governance standards related to audit committees and internal controls. The document is a governance-related internal rules document rather than a financial report, announcement, or regulatory filing. It does not contain financial data, earnings, voting results, or management changes. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2025-12-05 Chinese
红塔证券股份有限公司关于股份回购进展公告
Transaction in Own Shares Classification · 95% confidence The document is a public announcement from Hongta Securities regarding the progress of its share repurchase program. It details the number of shares repurchased, the price range, total amount spent, and compliance with relevant regulations. The text includes specific dates, amounts, and references to regulatory rules about share buybacks. It is not a full financial report, earnings release, or management discussion, but rather an update on the company's share repurchase activity. Therefore, it fits the category of 'Transaction in Own Shares' (POS). The document length is short and focused solely on the repurchase progress, confirming it is not a report publication or regulatory filing. Confidence is high due to clear and specific content about share repurchase progress.
2025-12-01 Chinese

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