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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2023-10-30 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司2023年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '红塔证券股份有限公司 2023 年第三季度报告' which translates to 'Hongta Securities Co., Ltd. 2023 Third Quarter Report'. It contains detailed financial data for the third quarter of 2023, including income, net profit, earnings per share, cash flow, and balance sheet items. The report explicitly states it is unaudited for the quarter, and includes comprehensive financial statements and analysis for the quarter period. The presence of quarterly financial statements and substantive financial data confirms this is a quarterly/interim financial report rather than a brief announcement or a certification. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). Q3 2023
2023-10-30 Chinese
红塔证券股份有限公司第七届董事会第十九次会议决议公告
Board/Management Information Classification · 100% confidence The document is an announcement of resolutions passed at a board meeting of Hongta Securities Co., Ltd. It details decisions on amendments to company management policies and appointments of senior management personnel. The content focuses on board and senior management changes rather than financial results or reports. There is no indication of financial data, audit information, or shareholder voting results. The document is a formal announcement of board decisions, specifically about management changes, which fits the category of Board/Management Information (MANG). The document length is short and it is not a report or presentation but an official announcement of management changes.
2023-10-13 Chinese
红塔证券股份有限公司关于高级管理人员职务调整的公告
Board/Management Information Classification · 100% confidence The document is an announcement from Hongta Securities regarding changes in senior management positions, including appointments and resignations of key officers such as Chief Risk Officer, Compliance Director, Board Secretary, and Chief Information Officer. It is dated October 13, 2023, and explicitly states adjustments in the company's senior management roles. There is no financial data, report, or presentation included, only a formal announcement of management changes. Therefore, this fits the category of Board/Management Information (MANG). The document length is short and focused solely on management changes, confirming the classification.
2023-10-13 Chinese
红塔证券股份有限公司独立董事关于第七届董事会第十九次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from independent directors regarding the appointment of senior management personnel at Hongta Securities Co., Ltd. It references compliance with relevant laws and company articles, and confirms qualifications and appointment procedures for senior management. There is no financial data, earnings information, or report publication mentioned. The content focuses on management changes and appointments, which aligns with announcements about changes in senior management rather than a full management report or annual report. Therefore, the document fits best under the category of Board/Management Information (MANG). The document length is short and it is not a report publication announcement or certification, so those categories are excluded.
2023-10-13 Chinese
北京德恒（昆明）律师事务所关于红塔证券股份有限公司2023年第一次临时股东大会的法律意见
Regulatory Filings Classification · 95% confidence The document is a legal opinion from a law firm regarding the procedural legality and validity of a company's 2023 first extraordinary general meeting (临时股东大会). It details the convening, attendance, and voting procedures of the meeting, confirming compliance with laws and company bylaws. It does not contain financial statements, earnings data, or management discussion. It is not a report itself but a legal opinion on a shareholder meeting. This fits best under Regulatory Filings (RNS) as it is a compliance/legal procedural document related to a shareholder meeting, not an announcement of voting results or a proxy statement.
2023-09-22 Chinese
红塔证券股份有限公司2023年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a resolution announcement for the company's 2023 first extraordinary general meeting (临时股东大会决议公告). It details the meeting date, attendance, voting results on proposals, and legal witness statements. There is no indication of it being a full annual or interim report, earnings release, or other financial report. The content focuses on the official announcement of shareholder meeting resolutions and voting outcomes. This matches the definition of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is short and it is not a report publication announcement or certification. Therefore, the classification is DVA with high confidence.
2023-09-22 Chinese

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