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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2024-03-29 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司2023年度非经营性资金占用及其他关联资金往来的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a "2023年度非经营性资金占用及其他关联资金往来的专项说明" which translates to "2023 Annual Special Explanation on Non-operating Fund Occupation and Other Related Party Fund Transactions". It includes detailed tables summarizing related party transactions and non-operating fund usage for the year 2023. The document references an audit report issued by ShineWing accounting firm, confirming the audit of the 2023 financial statements and the consistency of the data in this special explanation with the audited financials. The document is a detailed explanatory report on a specific financial aspect (non-operating fund occupation and related party transactions) for the year 2023, prepared in compliance with regulatory requirements from the China Securities Regulatory Commission and Shanghai Stock Exchange. It is not a full annual report (10-K), nor a general audit report (AR) since it focuses on a specific topic. It is not a simple announcement or certification but contains substantive financial data and analysis related to the company's 2023 fiscal year. This type of document is a specialized disclosure related to audit and regulatory compliance on related party transactions and fund usage, which fits best under the category of Audit Report / Information (AR). FY 2023
2024-03-29 Chinese
红塔证券股份有限公司2023年度审计报告
Regulatory Filings
2024-03-29 Chinese
红塔证券股份有限公司2023年度募集资金年度存放与使用情况鉴证报告
Regulatory Filings
2024-03-29 Chinese
红塔证券股份有限公司关于续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the reappointment of an accounting firm (信永中和会计师事务所) for auditing services for the fiscal year 2024. It details the firm's qualifications, audit fees, and the approval process by the company's board and audit committee. There are no actual financial statements or audit reports included, only information about the appointment and related approvals. The document length is 4381 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document is best classified as an Audit Report / Information announcement (AR), as it pertains to audit-related information but is not the full audit report itself. FY 2024
2024-03-29 Chinese
红塔证券股份有限公司关于公司2023年度会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the accounting firm for the 2023 annual audit of the company. It details the auditor's qualifications, the audit process, communication with management, and an assessment of the auditor's performance. It does not contain the full audit report or financial statements but rather an assessment of the auditor's work. The document length is short (1510 characters), and it is a report on the auditor's performance rather than the audit report itself. This fits the category of Audit Report / Information (AR), which includes standalone audit reports and evaluations related to audit work, excluding full annual reports. FY 2023
2024-03-29 Chinese
红塔证券股份有限公司关于公司募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is titled as a special report on the company's raised funds deposit and actual usage for the year 2023. It details the amount of funds raised through a share placement, the management and usage of these funds, changes in the investment projects funded by these raised funds, and includes audit and verification opinions from an accounting firm and a sponsoring institution. The document contains detailed financial figures related to the raised funds, their allocation, and usage progress. It is a comprehensive report focused specifically on the raised funds management and usage for a fiscal year, not a general annual report or earnings release. This matches the description of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. The document is lengthy (15,000 characters) and contains substantive financial data and analysis about the fundraising and use of proceeds, not merely an announcement or certification. Therefore, the appropriate classification is CAP.
2024-03-29 Chinese

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