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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 815 across all filing types
Latest filing 2025-03-28 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司2024年度会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the accounting firm (信永中和会计师事务所) for the 2024 audit of 红塔证券股份有限公司. It details the auditor's qualifications, audit quality management, audit execution, and compliance with professional standards. It does not contain financial statements or direct financial results but is an assessment of the auditor's work and quality control for the annual audit. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and related audit quality information, excluding full annual reports. The document length is 3193 characters, which is sufficient for a detailed audit report but not a full annual report. Therefore, the correct classification is AR with high confidence. FY 2024
2025-03-28 Chinese
红塔证券股份有限公司2024年审计报告
Regulatory Filings
2025-03-28 Chinese
红塔证券股份有限公司关于召开2024年年度股东大会的通知
AGM Information Classification · 100% confidence The document is a detailed notice about the convening of the 2024 Annual General Meeting (AGM) of Hongta Securities Co., Ltd., including the date, voting methods, agenda items, and instructions for shareholders. It includes information about the meeting logistics, voting procedures, and proxy authorization forms. There is no actual financial data or report content included, only the announcement and details about the AGM itself. This fits the definition of AGM Information (AGM-R), which covers presentations and materials shared during the AGM or notices about the AGM. The document length is about 5966 characters, which is consistent with a detailed AGM notice rather than a full annual report or other filings. Therefore, the correct classification is AGM Information (AGM-R).
2025-03-28 Chinese
红塔证券股份有限公司2024 年度募集资金年度存放与使用情况鉴证报告
Audit Report / Information Classification · 95% confidence The document is titled as a "募集资金年度存放与使用情况鉴证报告" which translates to "Annual Verification Report on the Storage and Use of Raised Funds" for the year 2024. It includes detailed financial data about the raised funds, their management, usage, changes in investment projects, and compliance with regulatory requirements. The report is prepared by an accounting firm (ShineWing) and includes audit-like verification procedures. The content focuses on the management and use of capital raised through share issuance, with detailed tables and explanations of fund usage and changes. This type of document is a specialized audit or assurance report on the use of capital raised by the company, not a full annual report or earnings release. It is not a simple announcement or certification but a substantive report with financial data and audit opinion. Therefore, it fits best under the category of Audit Report / Information (AR). FY 2024
2025-03-28 Chinese
红塔证券股份有限公司董事会关于独立董事独立性情况的专项意见
Governance Information Classification · 95% confidence The document is a special opinion from the board regarding the independence of the company's independent directors, referencing regulatory requirements from the China Securities Regulatory Commission and Shanghai Stock Exchange listing rules. It is a governance-related statement about board members' independence, not a financial report, audit, or announcement of voting results. The document length is short (381 characters), and it is a formal board opinion on governance matters. Therefore, it fits best under Governance Information (CGR).
2025-03-28 Chinese
红塔证券股份有限公司第七届董事会第二十九次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of Hongta Securities Co., Ltd. It includes approvals of various reports and plans for the fiscal year 2024 and 2025, such as the 2024 annual operating report, financial budget, profit distribution plan, compliance report, risk management report, internal audit report, internal control evaluation report, sustainable development report, and the 2024 annual report. It also discusses authorization for debt financing plans and other corporate governance matters. The document is a formal announcement of board meeting decisions and resolutions, not the actual reports themselves. It references that the full reports are disclosed separately on the Shanghai Stock Exchange website. The document length is 8479 characters, which is relatively short for a full annual report but appropriate for a board meeting resolution announcement. Therefore, this document fits best into the category of Board/Management Information (MANG), as it announces board meeting resolutions and management decisions rather than providing the full reports or financial statements themselves.
2025-03-28 Chinese

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