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Hercules Capital, Inc. — Investor Relations & Filings

Ticker · HTGC ISIN · US4270968476 LEI · 549300UJ5OC256GR2B73 US Financial and insurance activities
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Filings indexed 2,002 across all filing types
Latest filing 2021-09-15 Capital/Financing Update
Country US United States of America
Listing US HTGC

About Hercules Capital, Inc.

https://www.htgc.com/

Hercules Capital, Inc. is a specialty finance company structured as a business development company (BDC). It is the largest BDC focused on providing senior secured venture growth loans and customized debt financing to high-growth, innovative, venture capital-backed companies. The firm primarily serves businesses in the technology and life sciences sectors. As a leading non-bank venture debt lender, Hercules Capital offers flexible and agile capital solutions that enable companies to accelerate growth and reach critical milestones while minimizing the equity dilution associated with traditional venture capital funding. The company supports businesses through various stages of development, including emerging growth, pre-IPO, and M&A.

Recent filings

Filing Released Lang Actions
424B2
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus supplement and accompanying prospectus for a $325 million note offering by Hercules Capital, Inc. It includes detailed information about the terms of the notes, risk factors, use of proceeds, underwriting, legal matters, and company background. The document is filed pursuant to Rule 424(b)(2), which is a prospectus supplement filing related to securities offerings. It is not a financial report, earnings release, management discussion, or any other type of report. Instead, it is a capital markets document providing information about a debt offering. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is substantial and contains detailed offering terms, consistent with a CAP filing rather than a brief announcement or regulatory filing. Therefore, the correct classification is CAP with high confidence.
2021-09-15 English
497AD
Capital/Financing Update Classification · 95% confidence The document is a press release announcing the pricing of a public offering of $325 million 2.625% notes due 2026 by Hercules Capital, Inc. It details the terms of the notes, intended use of proceeds, underwriters, and contact information. There are no financial statements, detailed financial analysis, or comprehensive report content. The document is primarily an announcement of a capital raising event, specifically a debt offering. It is not an earnings release, annual or interim report, or any form of regulatory filing with financial data. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length (6091 characters) supports it being a full announcement rather than a brief notice or report publication announcement.
2021-09-13 English
497AD
Capital/Financing Update Classification · 100% confidence The document is a Rule 497(a) filing related to a securities offering by Hercules Capital, Inc. It details terms of a senior unsecured debt issuance, including size, maturity, interest rates, use of proceeds, and other offering specifics. It references a preliminary prospectus supplement and accompanying prospectus filed with the SEC. The content is focused on capital raising and financing activities rather than financial results, management changes, or regulatory certifications. The document length is relatively short (2862 characters) and is a formal announcement of a financing offering. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2021-09-13 English
497AD
Capital/Financing Update Classification · 95% confidence The document is a Rule 497(a) filing related to a securities offering by Hercules Capital, Inc. It details terms of a $300 million senior unsecured note issuance, including maturity, interest rates, use of proceeds, and bookrunners. The text includes disclaimers about the preliminary prospectus supplement and references to SEC filings but does not contain financial statements or detailed financial analysis. The document is an announcement of a capital raising activity, specifically a debt offering, rather than a full financial report or regulatory certification. Therefore, it fits best under the category for Capital/Financing Update (CAP). The document length is under 5,000 characters and is not a report publication announcement or certification. Hence, the classification is CAP with high confidence.
2021-09-13 English
FWP
Capital/Financing Update Classification · 100% confidence The document is an Issuer Free Writing Prospectus (FWP) filed pursuant to Rule 433, dated September 13, 2021, relating to a preliminary prospectus and prospectus for Hercules Capital, Inc. It details the terms of a $325 million 2.625% Notes due 2026 offering, including pricing, maturity, coupon, redemption terms, and other offering details. This is a capital markets document related to a debt issuance and financing activity. It is not a financial report, earnings release, or management discussion. It is not a regulatory filing about governance, voting, or legal matters. The document is a pricing term sheet and prospectus supplement related to a debt offering, which fits the Capital/Financing Update category (CAP). The document length and content confirm it is not a brief announcement or a report publication announcement. Therefore, the correct classification is Capital/Financing Update (CAP).
2021-09-13 English
497AD
Capital/Financing Update Classification · 95% confidence The document is a Rule 497(a) filing related to a securities offering by Hercules Capital, Inc. It details terms of a $300 million senior unsecured note issuance, including maturity, interest, redemption features, and use of proceeds. The text includes disclaimers about the preliminary prospectus supplement and references to SEC filings but does not contain financial statements or detailed financial analysis. The document is an announcement of a capital raising activity, specifically a debt offering, rather than a full financial report or earnings release. Therefore, it fits best under the category for Capital/Financing Update (CAP). The document length is under 5,000 characters and is not a report publication announcement or certification. Hence, the classification is CAP with high confidence.
2021-09-13 English

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