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Hercules Capital, Inc. — Investor Relations & Filings

Ticker · HTGC ISIN · US4270968476 LEI · 549300UJ5OC256GR2B73 US Financial and insurance activities
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Filings indexed 2,002 across all filing types
Latest filing 2021-06-28 Director's Dealing
Country US United States of America
Listing US HTGC

About Hercules Capital, Inc.

https://www.htgc.com/

Hercules Capital, Inc. is a specialty finance company structured as a business development company (BDC). It is the largest BDC focused on providing senior secured venture growth loans and customized debt financing to high-growth, innovative, venture capital-backed companies. The firm primarily serves businesses in the technology and life sciences sectors. As a leading non-bank venture debt lender, Hercules Capital offers flexible and agile capital solutions that enable companies to accelerate growth and reach critical milestones while minimizing the equity dilution associated with traditional venture capital funding. The company supports businesses through various stages of development, including emerging growth, pre-IPO, and M&A.

Recent filings

Filing Released Lang Actions
PRIMARY DOCUMENT
Director's Dealing
2021-06-28 English
PRIMARY DOCUMENT
Director's Dealing
2021-06-28 English
PRIMARY DOCUMENT
Director's Dealing
2021-06-28 English
FORM 8-K
Board/Management Information Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content includes the election of a new director, voting results from the Annual Meeting of Stockholders, and a press release about the director appointment. The key section is Item 5.02, which details the election of a director, and Item 5.07, which provides voting results. This aligns with announcements about changes in the company's board and official voting results. The document is not a full annual report or financial statement but a regulatory filing reporting management changes and voting outcomes. Given the focus on director election and voting results, the classification fits best under Board/Management Information (MANG) because it announces a director appointment and related governance changes. Although voting results are included, the primary emphasis is on the director appointment and board changes rather than solely voting results, so MANG is more appropriate than DVA. The document length and detail confirm it is not a brief announcement but a substantive filing about management changes.
2021-06-25 English
PRIMARY DOCUMENT
Director's Dealing
2021-06-15 English
40-17G
Regulatory Filings Classification · 95% confidence The document is a filing addressed to the U.S. Securities and Exchange Commission (SEC) concerning Hercules Capital, Inc. It references Rule 17g-1(g) under the Investment Company Act of 1940, which pertains to fidelity bond filings for business development companies (BDCs). The document includes a certificate from the company secretary, board resolutions approving the fidelity bond, and details of the bond coverage and terms. The content is primarily a regulatory compliance filing related to insurance coverage (fidelity bond) rather than a financial report, earnings release, or management discussion. It is not an annual or interim report, nor a call transcript or capital update. The document is a formal regulatory filing to comply with SEC rules, including certifications and resolutions, which fits the category of Regulatory Filings (RNS). The document length (15,000 characters) and detailed content confirm it is not a mere announcement but a substantive filing. Therefore, the appropriate classification is Regulatory Filings (RNS).
2021-06-14 English

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