Hercules Capital, Inc. - Director's Dealing 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hercules Capital, Inc. (HTGC)
CIK: 0001280784
Period of Report: 2021-08-18

Reporting Person: Bluestein Scott (N/A)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-18	Restricted Stock Units	A	3017.00	$16.98	Acquired	181110.00	Direct
2021-08-18	Restricted Stock Units	D	1127.00	$16.98	Disposed	179983.00	Direct
2021-08-18	Common Stock	A	1127.00	$16.98	Acquired	925616.00	Direct
2021-08-18	Common Stock	F	417.00	$16.98	Disposed	925199.00	Direct

F1: Represents dividend equivalent shares received on August 18, 2021.

F2: Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on August 18, 2021.

F3: Represents Hercules, Inc. common stock received from vested dividend equivalent shares on August 18, 2021.

F4: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on August 18, 2021.