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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2009-12-04 Earnings Release
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The key content is Item 2.02, which states the company has issued an earnings release for the fiscal year ended September 30, 2009, and this earnings release is included as Exhibit 99.1. The document itself is not the earnings release but a report announcing it and including it as an exhibit. The length is 2230 characters, which is relatively short and consistent with an announcement rather than a full report. According to the rules, an initial announcement of quarterly or periodical financial results is classified as an Earnings Release (ER). Therefore, the correct classification is ER with high confidence.
2009-12-04 English
FORM 10K
Annual Report FY 2009
2009-12-04 English
HOLDINGS REPORT
Regulatory Filings
2009-10-14 English
M&A Activity 2009
M&A Activity Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The text specifically describes the completion of an acquisition of assets related to fund management, which is a material event. It includes details about the transaction and references a press release as an exhibit. The document is not a full annual or quarterly report, nor is it a transcript, proxy, or governance document. It is an announcement of a significant corporate event, specifically an acquisition. According to the filing definitions, announcements related to mergers or acquisitions fall under M&A Activity (Code: TAR). The document length is 3441 characters, which is typical for an 8-K announcement. Therefore, the correct classification is M&A Activity (TAR).
2009-09-21 English
Board/Management Information 2009
Board/Management Information Classification · 95% confidence The document is a Form 8-K filing with the SEC, dated September 3, 2009, for Hennessy Advisors, Inc. The content focuses on an amendment to the employment agreement of the CEO, Neil J. Hennessy, specifically regarding changes to his incentive-based bonus calculation. The key section is Item 5.02, which deals with departure, election, or appointment of directors or officers and compensatory arrangements. There is no financial report or earnings data presented, nor is this a proxy, voting result, or legal proceeding. The document is primarily an announcement of a management change or amendment to management compensation. Therefore, the appropriate classification is Board/Management Information (MANG). The document length is 4197 characters, which is consistent with a detailed 8-K filing but not a full financial report. Confidence is high given the clear focus on management employment terms.
2009-09-09 English
FORM 8K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated August 5, 2009. It specifically states in Item 2.02 that the registrant has issued an earnings release for the three and nine months ended June 30, 2009, and includes the earnings release as Exhibit 99.1. The document itself is a current report announcing the earnings release rather than the full earnings release report. Given the document length is only 2226 characters and it references the earnings release as an exhibit, this fits the pattern of an Earnings Release (ER) announcement within a Form 8-K. Therefore, the classification is Earnings Release (ER).
2009-08-05 English

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