Skip to main content
HENNESSY ADVISORS INC logo

HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
Open in API
Filings indexed 1,004 across all filing types
Latest filing 2010-04-13 Regulatory Filings
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2010
Regulatory Filings
2010-04-13 English
Regulatory Filings 2010
Regulatory Filings Classification · 95% confidence The document is a letter from the company's attorneys responding to comments from the SEC staff regarding the company's previously filed Form 10-K for the fiscal year ended September 30, 2009, and also references the Form 10-Q for the quarterly period ended December 31, 2009. The letter addresses requested revisions and clarifications for future filings and amendments to prior filings. It does not contain the actual financial statements or substantive financial data itself but is a regulatory correspondence related to the filings. The document is not the annual report (10-K) itself, nor an interim report, earnings release, or any other financial report. It is a regulatory filing responding to SEC comments, which fits the definition of Regulatory Filings (RNS). The document length is sufficient and detailed but is clearly a comment letter response, not a report or announcement of a report publication. Therefore, the appropriate classification is Regulatory Filings (RNS).
2010-04-05 English
Major Shareholding Notification 2010
Major Shareholding Notification
2010-03-25 English
Regulatory Filings 2010
Regulatory Filings
2010-03-11 English
Major Shareholding Notification 2010
Major Shareholding Notification
2010-02-16 English
FORM 8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text specifically mentions Item 2.02 Results of Operations and Financial Condition and includes an earnings release for the three months ended December 31, 2009, as Exhibit 99.1. The document is short (2217 characters) and primarily serves to announce the earnings release rather than containing the full financial results itself. According to the rules, an initial announcement of quarterly financial results (key highlights only) corresponds to an Earnings Release (ER). Therefore, this document should be classified as an Earnings Release (ER).
2010-01-28 English

Browse filings by year

24 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.