Skip to main content
HENNESSY ADVISORS INC logo

HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
Open in API
Filings indexed 1,004 across all filing types
Latest filing 2010-11-02 Director's Dealing
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 4
Director's Dealing
2010-11-02 English
Regulatory Filings 2010
Regulatory Filings Classification · 95% confidence The document is a Form 8-K/A, which is an amendment to a current report filed with the SEC. It details a change in the company's independent registered public accounting firm due to a merger between Stonefield Josephson, Inc. and Marcum LLP. The document includes disclosures about the previous auditor's reports, lack of disagreements, and a letter from the former auditor to the SEC. There are no financial statements or substantive financial data included, only disclosures about auditor changes and related correspondence. This type of filing is a regulatory announcement about auditor changes and does not constitute a full audit report or annual report. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2010-10-28 English
Regulatory Filings 2010
Regulatory Filings
2010-10-26 English
Notice of Dividend Amount 2010
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated October 14, 2010. It announces a cash dividend declaration of $0.09 per share, payable on November 18, 2010, to shareholders of record on October 27, 2010. The document includes a press release as an exhibit. The content is primarily an announcement of dividend amount and payment details, not a full financial report or earnings release. The document length is 2562 characters, which is relatively short and consistent with an announcement rather than a detailed report. Therefore, the appropriate classification is Notice of Dividend Amount (DIV).
2010-10-14 English
Regulatory Filings 2010
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated October 1, 2010. It reports a change in the company's independent registered public accounting firm due to a merger between Stonefield Josephson, Inc. and Marcum LLP. The document includes disclosures about the previous auditor's reports, absence of disagreements, and a letter from the successor auditor. There are no financial statements or detailed financial data included, only disclosures about auditor changes and related correspondence. This type of filing is a regulatory announcement about auditor changes and does not constitute an audit report itself or an annual/interim report. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2010-10-07 English
FORM 8-K
Transaction in Own Shares Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated August 5, 2010, by Hennessy Advisors, Inc. The key content is the announcement of a stock repurchase program authorized by the Board of Directors. The document does not contain financial statements or detailed financial data but announces a capital action (stock repurchase). According to the filing definitions, announcements about share repurchases fall under 'Transaction in Own Shares' (POS). The document length is 2744 characters, which is short and focused on the announcement of the repurchase program, not a full financial report. Therefore, the correct classification is POS with high confidence.
2010-08-05 English

Browse filings by year

24 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.