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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2020-12-08 Capital/Financing Update
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
S-3
Capital/Financing Update Classification · 100% confidence The document is a Form S-3 Registration Statement filed with the SEC, which is used for registering securities for public offering. It includes detailed information about the securities being registered, the offering plan, and related legal and regulatory disclosures. It is not an annual report, earnings release, or any other financial report but a capital markets filing related to securities registration and offering. Therefore, it fits the category of Capital/Financing Update (CAP). The document length and content confirm it is the registration statement itself, not just an announcement or a certification.
2020-12-08 English
8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated December 1, 2020, by Hennessy Advisors, Inc. It announces the issuance of a press release regarding financial results for the fiscal year ended September 30, 2020. The document itself does not contain the financial results but references a press release as Exhibit 99.1. The length is 3114 characters, which is relatively short and consistent with an announcement rather than a full report. According to the 'Menu vs Meal' rule, this is an announcement of financial results, not the results themselves. Therefore, the document is best classified as a Regulatory Filing (RNS), which is the fallback category for such announcements and miscellaneous filings that do not fit other categories.
2020-12-01 English
FORM 10-K
Annual Report FY 2020
2020-12-01 English
Major Shareholding Notification 2020
Major Shareholding Notification
2020-11-02 English
8-K
Notice of Dividend Amount Classification · 100% confidence The document is a Form 8-K current report filed with the SEC, dated October 30, 2020. It announces a cash dividend declaration of $0.1375 per share, payable on December 2, 2020, to shareholders of record on November 12, 2020. The document includes a press release as an exhibit but does not contain detailed financial statements or comprehensive financial data. The primary content is the announcement of the dividend amount and payment details. Given the content and length (3231 characters), this fits the definition of a Notice of Dividend Amount (DIV) filing rather than a full financial report or other categories.
2020-10-30 English
Regulatory Filings 2020
Regulatory Filings
2020-10-16 English

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