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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2021-02-11 Regulatory Filings
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K current report filed with the SEC by Hennessy Advisors, Inc. It announces the issuance of a press release with financial results for the quarter ended December 31, 2020, and a declaration of a cash dividend. The document itself does not contain detailed financial statements or substantive financial data but rather references a press release as an exhibit. The length is 3562 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this filing is best classified as a Regulatory Filing (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories and often includes Form 8-K filings announcing events or press releases.
2021-02-11 English
Regulatory Filings 2021
Regulatory Filings
2021-01-25 English
Regulatory Filings 2021
Regulatory Filings
2021-01-08 English
424B3
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus filed pursuant to Rule 424(b)(3) related to a Dividend Reinvestment and Stock Purchase Plan by Hennessy Advisors, Inc. It describes the terms, conditions, and mechanics of the plan, including how shares can be purchased and reinvested dividends. The document is not a financial report, earnings release, or management discussion, but rather a registration prospectus for a capital raising vehicle involving issuance of new shares. It is not an announcement of a report but the actual offering document. This fits the definition of a Capital/Financing Update (CAP) as it relates to company fundraising and capital structure changes through a stock purchase plan. The document length and content confirm it is the full prospectus, not a brief announcement or regulatory filing. Therefore, the correct classification is CAP with high confidence.
2021-01-07 English
FORM 4
Director's Dealing
2020-12-30 English
FORM 4
Director's Dealing
2020-12-30 English

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