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HENNESSY ADVISORS INC — Director's Dealing 2020
Oct 2, 2020
34314_dirs_2020-10-01_245294e8-d0f8-432c-8828-2cd5d97e2bee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2020-09-30
Reporting Person: NILSEN TERESA M (Director, President, COO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-21 | Common Stock | F | 1951.5 | $8.29 | Disposed | 137725 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14285 | Indirect |
| Common Stock | 1518 | Indirect |
Footnotes
F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
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