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Guotai Haitong Securities Co., Ltd. — Investor Relations & Filings

Ticker · 2611 ISIN · CNE100002FK9 LEI · 300300E1005431000017 HKEX Financial and insurance activities
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Filings indexed 2,414 across all filing types
Latest filing 2026-05-06 Regulatory Filings
Country CN China
Listing HKEX 2611

About Guotai Haitong Securities Co., Ltd.

http://www.gtht.com

Guotai Haitong Securities Co., Ltd. is a major financial services institution offering a comprehensive range of products and services. Following a significant acquisition, the firm established itself as one of the largest securities brokerages by asset value. Core business activities encompass securities and futures brokerage, margin financing, stock pledging, and investment advisory. The company also provides asset management, investment banking, corporate finance, and related financial investments and intermediation services. Guotai Haitong maintains a strong market position in the domestic securities industry while actively expanding its operations internationally, leveraging its established presence in key financial hubs.

Recent filings

Filing Released Lang Actions
国泰海通证券股份有限公司H股公告（2026年4月证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange (HKEX) by Cathay Haitong Securities Co., Ltd. It details changes in registered capital, issued shares, public float confirmations, and other share-related information for the month ending April 30, 2026. The document is titled as a securities movement monthly report (FF301) and includes no financial statements or management commentary. It is a regulatory filing reporting share capital and shareholding changes as required by HKEX listing rules. The document length is 3737 characters, which is relatively short and focused on share capital and shareholding data. This type of document fits the category of Regulatory Filings (RNS) as it is a compliance report on share capital and public float status, not a full financial report or announcement of a report publication.
2026-05-06 Chinese
国泰海通证券股份有限公司关于与关联方共同参与东方证券相关重组交易暨关联交易的提示性公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a related-party transaction involving a restructuring deal where the company and its related parties participate in a transaction with another securities company. It includes information about the transaction structure, parties involved, approvals, and impact on the company. The document is titled as an "announcement" and contains no financial statements or detailed financial results. It is not a full annual or interim report, nor an earnings release. It is not a proxy solicitation or voting results announcement. The content fits the category of a Capital/Financing Update as it discusses a significant transaction involving issuance of shares and payment of cash for acquisition of assets and equity interests. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is over 5,000 characters and contains substantive transaction details, supporting a high confidence in classification.
2026-05-06 Chinese
NOTIFICATION OF BOARD MEETING
Regulatory Filings Classification · 75% confidence The document is a formal exchange announcement stating that the company’s board of directors will meet on a specific date to consider and approve the unaudited first quarter results. It does not actually contain the financial results, nor is it a proxy, dividend notice, management change, or report itself. It is essentially a corporate regulatory announcement that does not fit any other specific filing category, so it falls under the general “Regulatory Filings” (RNS) category.
2026-04-10 English
Notification Letter and Reply Form to Non-registered Shareholders - Reminder letter regarding the Arrangement of Electronic Dissemination of Corporate Communications
Regulatory Filings Classification · 60% confidence The document is a reminder letter to non-registered shareholders about the new arrangement for electronic dissemination of all corporate communications (annual report, interim report, notices, circulars, proxy forms, etc.) and includes a reply form to elect printed or electronic delivery. It does not contain any financial results, audit data, or board changes; nor is it a call transcript, earnings release, or detailed report. It is a general shareholder communication—an administrative/regulatory notice that does not fit any other specific category. Therefore, it falls under the fallback category Regulatory Filings (RNS).
2026-04-08 English
Reminder letter and Reply Form to Registered Shareholders - Reminder letter regarding the Arrangement of Electronic Dissemination of Corporate Communications
Regulatory Filings Classification · 80% confidence The document is a reminder letter to shareholders regarding the Company’s arrangement for electronic dissemination of corporate communications and solicitation of email addresses. It is neither a financial report nor a meeting notice or dividend notice, but a general regulatory announcement about distribution procedures. This does not fit specialized categories like AGM materials, earnings, proxy statements, or capital changes, and serves as a general shareholder communication under listing rules. Therefore, it falls under the fallback category “Regulatory Filings (RNS).”
2026-04-08 English
NOTICE OF THE 2025 ANNUAL GENERAL MEETING
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a formal notice of the Company’s 2025 Annual General Meeting, setting out resolutions to be considered, proxy instructions, record dates and other meeting particulars. It is distributed to shareholders to provide meeting information and solicit their votes. This aligns with the “Proxy Solicitation & Information Statement (PSI)” category rather than materials presented during the AGM itself or a simple regulatory announcement.
2026-04-08 English

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