Year archive

Guotai Haitong Securities Co., Ltd. — 2017 filings

All 157 regulatory filings released by Guotai Haitong Securities Co., Ltd. (2611) in 2017, sourced directly from the official regulator.

157 Filings

2017 Period

2017 filings (157)

Filing	Released	Lang
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-12-28	English
THE COMMENCEMENT OF CONVERSION PERIOD OF THE A-SHARE CONVERTIBLE CORPORATE BONDS Capital/Financing Update	2017-12-28	English
POLL RESULTS OF THE EXTRAORDINARY GENERAL MEETING HELD ON 12 DECEMBER 2017 Declaration of Voting Results & Voting Rights Announcements	2017-12-12	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-12-11	English
DISCLOSEABLE TRANSACTION FORMATION OF JOINT VENTURE Capital/Financing Update	2017-12-10	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-12-08	English
ANNOUNCEMENT - COMPLETION OF REGISTRATION FOR THE CHANGE OF REGISTERED CAPITAL Share Issue/Capital Change	2017-12-08	English
Announcement on the Key Financial Information for November 2017 Capital/Financing Update	2017-12-06	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30th November, 2017 Share Issue/Capital Change	2017-12-05	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 November 2017 Regulatory Filings	2017-12-01	English
INDICATIVE ANNOUNCEMENT REGARDING THE CONVENING OF THE EXTRAORDINARY GENERAL MEETING Regulatory Filings	2017-11-23	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-11-22	English
ANNOUNCEMENT - UPDATE ON THE PARTICIPATION IN AN INVESTMENT FUND Capital/Financing Update	2017-11-22	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-11-10	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-11-09	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-11-07	English
Announcement on the Key Financial Information for October 2017 Regulatory Filings	2017-11-06	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-11-02	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31st October, 2017 Share Issue/Capital Change	2017-11-02	English
VOLUNTARY ANNOUNCEMENT - CLOSE OF INVESTIGATION OF GUOTAI JUNAN FUTURES BY CSRC Regulatory Filings	2017-11-01	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 October 2017 Share Issue/Capital Change	2017-11-01	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-11-01	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-10-30	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-10-30	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-10-30	English
CONNECTED TRANSACTION - PARTICIPATION IN AN INVESTMENT FUND Capital/Financing Update	2017-10-30	English
2017 THIRD QUARTERLY REPORT Interim / Quarterly Report	2017-10-30	English
FORM OF PROXY OF HOLDERS OF H SHARES FOR USE AT THE EXTRAORDINARY GENERAL MEETING TO BE HELD ON 12 DECEMBER 2017 Proxy Solicitation & Information Statement	2017-10-27	English
REPLY SLIP FOR HOLDERS OF H SHARE FOR ATTENDING THE EXTRAORDINARY GENERAL MEETING TO BE HELD ON 12 DECEMBER 2017 AGM Information	2017-10-27	English
PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND ITS APPENDIX AND NOTICE OF EXTRAORDINARY GENERAL MEETING Proxy Solicitation & Information Statement	2017-10-27	English
NOTICE OF EXTRAORDINARY GENERAL MEETING Proxy Solicitation & Information Statement	2017-10-27	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-10-19	English
NOTIFICATION OF BOARD MEETING Regulatory Filings	2017-10-18	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-10-17	English
Announcement on the Key Financial Information for September 2017 Regulatory Filings	2017-10-16	English
ANNOUNCEMENT ON THE RECEIPT OF APPROVAL FROM THE CHINA SECURITIES REGULATORY COMMISSION FOR THE ACQUISITION OF EQUITY INTEREST IN HUAAN FUNDS MANAGEMENT CO., LTD. BY THE COMPANY'S WHOLLY OWNED SU Capital/Financing Update	2017-10-13	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-10-13	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-10-13	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-10-13	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-10-13	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-10-12	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-10-10	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 September 2017 Capital/Financing Update	2017-10-09	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30th September, 2017 Share Issue/Capital Change	2017-10-03	English
INSIDE INFORMATION UPDATE ON INVESTMENT Regulatory Filings	2017-09-27	English
2017 Interim Report Interim / Quarterly Report	2017-09-20	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-09-19	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-09-13	English
2017 Interim Report Interim / Quarterly Report	2017-09-13	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-09-11	English
Announcement on the Key Financial Information for August 2017 Regulatory Filings	2017-09-06	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31st August, 2017 Share Issue/Capital Change	2017-09-01	English
Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31 August 2017 Share Issue/Capital Change	2017-09-01	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-29	English
INTERIM RESULTS ANNOUNCEMENT FOR THE SIX MONTHS ENDED 30 JUNE 2017 Interim / Quarterly Report	2017-08-25	English
ANNOUNCEMENT REGARDING PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION Governance Information	2017-08-25	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-08-25	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-25	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-08-25	English
2017 INTERIM RESULTS ANNOUNCEMENT Interim / Quarterly Report	2017-08-22	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-15	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-15	English
NOTIFICATION OF BOARD MEETING Regulatory Filings	2017-08-15	English
DATE OF BOARD MEETING Report Publication Announcement	2017-08-10	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-07	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-06	English
Announcement on the Key Financial Information for July 2017 Regulatory Filings	2017-08-04	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-03	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-08-03	English
Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31 July 2017 Share Issue/Capital Change	2017-08-02	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31st July, 2017 Share Issue/Capital Change	2017-08-02	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-07-31	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-31	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-31	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-31	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-24	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-23	English
ANNOUNCEMENT ON PRELIMINARY FINANCIAL DATA FOR THE FIRST HALF YEAR OF 2017 Interim / Quarterly Report	2017-07-23	English
ANNOUNCEMENT REGARDING THE LISTING DATE OF THE A-SHARE CONVERTIBLE CORPORATE BONDS Capital/Financing Update	2017-07-19	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-19	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-14	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-14	English
ANNOUNCEMENT REGARDING (1) THE PROPOSED ESTABLISHMENT OF AN ALTERNATIVE INVESTMENT SUBSIDIARY AND (2) THE PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION Board/Management Information	2017-07-14	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-12	English
Environmental, Social & Governance Report 2016 Environmental & Social Information	2017-07-11	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-07-11	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-11	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-10	English
Announcement on the Key Financial Information for June 2017 Regulatory Filings	2017-07-10	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-06	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-07-04	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-04	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-07-04	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-07-04	English
ANNOUNCEMENT ON THE PUBLIC ISSUANCE OF THE A-SHARE CONVERTIBLE CORPORATE BONDS Capital/Financing Update	2017-07-04	English
Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 30 June 2017 Share Issue/Capital Change	2017-07-04	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30th June, 2017 Share Issue/Capital Change	2017-07-04	English
List of Directors and their Role and Function Board/Management Information	2017-06-28	English
RE-DESIGNATION OF DIRECTORSHIP AND CHANGES IN THE CHAIRMAN OF THE BOARD, MEMBER OF REMUNERATION AND NOMINATION COMMITTEES AND AUTHORISED REPRESENTATIVE AND RESIGNATION OF AGENT FOR THE SERVICE O Board/Management Information	2017-06-28	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-06-14	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-06-14	English
ANNOUNCEMENT REGARDING PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION Regulatory Filings	2017-06-14	English
Announcement on the Key Financial Information for May 2017 Regulatory Filings	2017-06-06	English
Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31 May 2017 Share Issue/Capital Change	2017-06-02	English
ANNOUNCEMENT REGARDING THE RECEIPT OF APPROVAL FROM THE CHINA SECURITIES REGULATORY COMMISSION ON THE PUBLIC ISSUANCE OF A-SHARE CONVERTIBLE CORPORATE BONDS Capital/Financing Update	2017-06-01	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31st May, 2017 Share Issue/Capital Change	2017-06-01	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-05-26	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-05-26	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-05-22	English
POLL RESULTS OF THE ANNUAL GENERAL MEETING HELD ON 18 MAY 2017 Declaration of Voting Results & Voting Rights Announcements	2017-05-18	English
ARTICLES OF ASSOCIATION Governance Information	2017-05-09	English
Next Day Disclosure Return Share Issue/Capital Change	2017-05-09	English
Announcement on the Key Financial Information for April 2017 Regulatory Filings	2017-05-05	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-05-03	English
Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 30 April 2017 Share Issue/Capital Change	2017-05-02	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30th April, 2017 Share Issue/Capital Change	2017-05-02	English
PARTIAL EXERCISE OF THE OVER-ALLOTMENT OPTION, STABILIZING ACTIONS AND END OF STABILIZATION PERIOD Capital/Financing Update	2017-05-01	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-04-28	English
2017 FIRST QUARTERLY REPORT Interim / Quarterly Report	2017-04-28	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-04-28	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-04-20	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-04-20	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-04-20	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-04-20	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Report Publication Announcement	2017-04-20	English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section Regulatory Filings	2017-04-20	English
NOTIFICATION OF BOARD MEETING Regulatory Filings	2017-04-18	English
Proxy form for use at the annual general meeting to be held at the Board Room, 28th Floor, Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong on Thursday, 18 May 2017 at 11:00 a.m. (or any adjour AGM Information	2017-04-12	English
NOTICE OF ANNUAL GENERAL MEETING AGM Information	2017-04-12	English
PROPOSALS INVOLVING GENERAL MANDATES TO ISSUE AND REPURCHASE SHARES, RE-ELECTION OF RETIRING DIRECTORS AND NOTICE OF ANNUAL GENERAL MEETING AGM Information	2017-04-12	English
Annual Report 2016 Annual Report	2017-04-12	English
List of Directors and Their Roles and Functions Board/Management Information	2017-04-10	English
Working Rules of the Strategy Committee of the Board of Directors Governance Information	2017-04-10	English
Working Rules of the Risk Control Committee of the Board of Directors Governance Information	2017-04-10	English
Working Rules of the Remuneration Appraisal and Nomination Committee of the Board of Directors Remuneration Information	2017-04-10	English
Working Rules of the Remuneration Appraisal and Nomination Committee of the Board of Directors Governance Information	2017-04-10	English
Working Rules of the Audit Committee of the Board of Directors Governance Information	2017-04-10	English
ARTICLES OF ASSOCIATION Governance Information	2017-04-10	English
GLOBAL OFFERING - ANNOUNCEMENT OF ALLOTMENT RESULTS Share Issue/Capital Change	2017-04-10	English
Announcement on the Key Financial Information for March 2017 Regulatory Filings	2017-04-07	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31st March, 2017 Share Issue/Capital Change	2017-04-05	English
Green Application Form Capital/Financing Update	2017-03-28	English
Yellow Application Form Capital/Financing Update	2017-03-28	English
White Application Form Capital/Financing Update	2017-03-28	English
GLOBAL OFFERING Regulatory Filings	2017-03-28	English
GLOBAL OFFERING Capital/Financing Update	2017-03-28	English
PHIP (2nd revised proof) Report Publication Announcement	2017-03-26	English
PHIP (2nd revised proof) Regulatory Filings	2017-03-26	English
PHIP (1st submission) Proxy Solicitation & Information Statement	2017-03-17	English
PHIP (1st submission) Regulatory Filings	2017-03-17	English
2016 ANNUAL RESULTS ANNOUNCEMENT Annual Report	2017-03-16	English
DATE OF BOARD MEETING Report Publication Announcement	2017-03-06	English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 28th February, 2017 Share Issue/Capital Change	2017-03-01	English
Monthly Return of Equity Issuer of Movements in Securities for the month ended 31 January 2017 Share Issue/Capital Change	2017-02-02	English
Application Proof (1st submission) Regulatory Filings	2017-01-19	English
Application Proof (1st submission) Transaction in Own Shares	2017-01-19	English
Monthly Return of Equity Issuer of Movements in Securities for the month ended 31 December 2016 Share Issue/Capital Change	2017-01-04	English

Filings by year

2026 35 filings
2025 368 filings
2024 295 filings
2023 177 filings
2022 180 filings
2021 180 filings
2020 197 filings
2019 206 filings
2018 172 filings
2017 157 filings
2016 25 filings
2015 25 filings
2014 24 filings
2013 25 filings
2012 28 filings
2011 25 filings
2010 30 filings
2009 47 filings
2008 16 filings
2007 15 filings
2006 22 filings
2005 47 filings
2004 36 filings
2003 21 filings
2002 26 filings
2001 18 filings
2000 11 filings
1999 6 filings