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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2022-04-28 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
第四届监事会第十一次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement of resolutions passed at the 11th meeting of the 4th Supervisory Board of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It lists the approval of several reports including the 2022 Q1 report, 2021 compliance report, risk management reports, and other internal control and compliance evaluations. The document is short (989 characters) and primarily serves to announce the approval of these reports by the supervisory board, rather than containing the full reports themselves. There is no detailed financial data or substantive analysis included, only the voting results and confirmation of report approval. This fits the pattern of a Regulatory Filing (RNS) as it is a formal regulatory announcement about internal governance and report approvals without the full report content. It is not an Annual Report (10-K), Interim Report (IR), or Audit Report (AR) because it does not contain the actual reports or financial statements. It is not a Meeting Information (AGM-R) or Voting Results (DVA) document because it is from the Supervisory Board meeting, not a shareholder meeting, and it does not announce shareholder votes. Therefore, the best classification is Regulatory Filings (RNS).
2022-04-28 Chinese
2021年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2021 年度内部控制评价报告' which translates to '2021 Annual Internal Control Evaluation Report' for 方正证券股份有限公司 (Founder Securities Co., Ltd.). It discusses the evaluation of the company's internal control effectiveness as of December 31, 2021, including financial and non-financial internal control defects, audit opinions, and corrective actions. The document includes detailed internal control assessment criteria, scope, and results, as well as references to an independent audit report on internal control effectiveness. It is a standalone report focused on internal control evaluation rather than a full annual report or other filings. This matches the description of an Audit Report / Information (AR) which includes audit reports and applied accounting principles but excludes full annual reports. The document length (7061 characters) and content confirm it is the report itself, not just an announcement. Therefore, the correct classification is AR with high confidence. FY 2021
2022-03-30 Chinese
2021年度非经营性资金占用及其他关联资金往来的专项说明
Audit Report / Information Classification · 95% confidence The document is a special explanation report regarding non-operating fund occupation and other related party fund transactions for the year 2021 by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes detailed tables of financial data related to these transactions, such as amounts, relationships, accounting subjects, and reasons for fund occupation or transactions. The document is not a full annual or interim report but a specific audit-related disclosure, likely prepared by an auditing firm (信永中和会计师事务所). It contains substantive financial data and detailed explanations about related party transactions and non-operating fund usage, which aligns with the characteristics of an Audit Report / Information filing rather than a general annual report or regulatory announcement. The document length is 2386 characters, which is sufficient for a detailed audit-related disclosure but too short for a full annual report. Therefore, the best classification is Audit Report / Information (AR). FY 2021
2022-03-30 Chinese
独立董事关于第四届董事会第二十一次会议审议事项的独立意见
Regulatory Filings Classification · 95% confidence The document is an independent directors' opinion on various matters related to the company's 2021 fiscal year, including profit distribution, internal control evaluation, director and senior management performance and remuneration, asset impairment, and related party transactions. It references compliance with regulatory rules and company bylaws, and it is dated March 29, 2022. The content is focused on opinions and approvals related to the annual report and associated disclosures but does not contain the full annual report or detailed financial statements itself. The document is relatively short (1913 characters) and serves as an independent opinion on the annual report matters rather than the report itself. Therefore, it is best classified as a Regulatory Filing (RNS), which covers miscellaneous regulatory announcements and compliance documents that do not fit other categories.
2022-03-30 Chinese
第四届董事会第二十一次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 21st meeting of the 4th Board of Directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on March 29, 2022. It includes approvals of various reports such as the 2021 Annual Report, 2021 Annual Financial Statements, 2021 Annual Social Responsibility Report, and other related reports. The document also mentions that these reports are published on the Shanghai Stock Exchange website and various newspapers. The document is a formal board meeting resolution announcement, not the actual annual report itself. It contains voting results and decisions to submit these reports to the shareholders' meeting for approval. The document length is 3893 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document is best classified as Board/Management Information (MANG) because it announces board meeting resolutions and management decisions rather than providing the full annual report or financial statements themselves.
2022-03-30 Chinese
方正证券股份有限公司内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report' for 方正证券股份有限公司 (Founder Securities Co., Ltd.) as of December 31, 2021. It is issued by a registered accounting firm (信永中和会计师事务所) and includes audit opinions on the effectiveness of internal controls over financial reporting. The document contains detailed audit findings and certification by the auditors. This matches the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. The document is not an Annual Report (10-K) or Interim Report (IR) because it focuses solely on internal control audit results, not full financial statements or comprehensive company activity. It is not a short announcement or certification letter, so it is not Regulatory Filings (RNS) or Report Publication Announcement (RPA). The length (5664 characters) and content confirm it is a full audit report. Therefore, the correct classification is AR with high confidence. FY 2021
2022-03-30 Chinese

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