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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,859 across all filing types
Latest filing 2024-03-19 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
审计委员会对会计师事务所履行监督职责情况的报告
Audit Report / Information Classification · 95% confidence The document is a report from the Audit Committee regarding the supervision of the accounting firm (Ernst & Young Hua Ming) for the 2023 annual audit. It details the appointment process, qualifications, and evaluation of the auditor's performance in relation to the 2023 annual audit. The document references the 2023 annual audit report and related audit work but does not contain the audit report itself or detailed financial statements. It is a standalone report focused on audit supervision and the auditor's performance, which fits the definition of an Audit Report / Information (AR). The document length is 2034 characters, which is relatively short but contains substantive content about audit supervision rather than just an announcement or certification. Therefore, the best classification is AR with high confidence. FY 2023
2024-03-19 Chinese
关于2023年度关联交易情况的专项说明
Audit Report / Information Classification · 95% confidence The document is a detailed internal special audit report on related party transactions for the fiscal year 2023 of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes audit opinions, detailed descriptions of related party transactions, internal control systems, pricing methods, and compliance with regulatory requirements. The presence of an audit report number, references to Chinese regulatory bodies (China Securities Regulatory Commission), and detailed financial transaction data confirms this is a standalone audit report focused on related party transactions. It is not a full annual report, earnings release, or a simple announcement. The document length (15,000 characters) and detailed content confirm it is the actual report, not just an announcement. Therefore, the appropriate classification is Audit Report / Information (AR). FY 2023
2024-03-19 Chinese
2023年度年审会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2023 Annual Performance Report" of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the audit committee's activities, meetings, attendance, audit work on the 2022 annual report, supervision of external auditors, internal control evaluations, and related party transactions for the year 2023. The content is a detailed report on the audit committee's duties and findings rather than a full annual report or standalone audit report. It is not a brief announcement or a certification letter but a substantive report on audit committee performance and oversight. This fits the category of Audit Report / Information (AR), which includes audit reports and related committee reports on audit activities and internal controls, excluding full annual reports (10-K). The document length (3043 characters) is consistent with a detailed committee report rather than a full annual report. Therefore, the best classification is AR with high confidence. FY 2023
2024-03-19 Chinese
2023年度非经营性资金占用及其他关联资金往来情况汇总表的专项审计报告
Audit Report / Information Classification · 95% confidence The document is titled as a "专项审计报告" which translates to a "Special Audit Report" regarding non-operating fund occupation and other related party fund transactions for the year 2023. It is prepared by an audit firm (Ernst & Young Hua Ming LLP) and includes detailed tables of financial data related to these transactions. The content is focused on audit findings and financial data related to specific audit areas rather than a full annual report or general financial statements. The document length is 1475 characters, which is relatively short but contains substantive audit information and tables, indicating it is a standalone audit report rather than a mere announcement or certification. Therefore, it fits best under the category of Audit Report / Information (AR). FY 2023
2024-03-19 Chinese
第五届监事会第四次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board (监事会) of 方正证券股份有限公司 regarding the approval of various reports and proposals for the year 2023, including the 2023 Annual Report, financial statements, social responsibility report, internal control evaluation, and other related reports. It is a formal announcement of the meeting decisions and voting results, not the reports themselves. The document length is short (1150 characters), and it primarily serves to announce the resolutions passed by the Supervisory Board. Therefore, it fits best under the category of Regulatory Filings (RNS), as it is a general regulatory announcement and does not contain the full reports or detailed financial data itself.
2024-03-19 Chinese
第五届董事会第五次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the fifth meeting of the fifth board of directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on March 19, 2024. It includes approvals of various reports such as the 2023 annual board work report, financial statements, audit reports, social responsibility report, and other governance and operational matters. The document also mentions that these reports will be submitted to the shareholders' meeting for approval and that the 2023 annual report and related documents are published on the Shanghai Stock Exchange website. The document is not the annual report itself but a board meeting resolution announcement covering multiple agenda items, including approval of reports and proposals to be submitted to the shareholders. It is a formal board/management information disclosure about board decisions and approvals, not a full financial report or earnings release. The length (4428 characters) and content confirm it is a board meeting resolution announcement rather than the actual annual report or audit report. Therefore, the most appropriate classification is Board/Management Information (MANG).
2024-03-19 Chinese

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