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FLAHERTY & CRUMRINE TOTAL RETURN FUND INC — Investor Relations & Filings

Ticker · FLC ISIN · US3384791089 LEI · 254900OFZ9J1RLHWZQ22 US Financial and insurance activities
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Filings indexed 372 across all filing types
Latest filing 2012-07-30 Interim / Quarterly Rep…
Country US United States of America
Listing US FLC

About FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

https://flaherty-crumrine.com/

Flaherty & Crumrine Total Return Fund Inc. is a closed-end investment fund. Its primary investment objective is to provide high current income to its shareholders, with a secondary objective of capital appreciation. Managed by investment adviser Flaherty & Crumrine, the fund invests in a portfolio of public equity and fixed income instruments. The investment strategy focuses on preferred securities, contingent capital instruments, and other hybrid income-producing securities. The portfolio is constructed using a combination of intensive credit research and quantitative analysis, with a significant allocation to securities issued by companies in the financial sector.

Recent filings

Filing Released Lang Actions
FLAHERTY & CRUMRINE CLAYMORE TOTAL RETURN FUND INC
Interim / Quarterly Report Classification · 95% confidence The document is a Form N-CSR filed with the SEC, which is a Certified Shareholder Report of Registered Management Investment Companies. It includes detailed financial performance data, investment portfolio discussion, total return calculations, and commentary on market conditions. The document is comprehensive and contains substantive financial data and analysis for a specific reporting period ending May 31, 2012. This matches the characteristics of a detailed periodic report for investment funds, which aligns with the category of Interim / Quarterly Report (IR). It is not an announcement or a brief summary but a full report with financial and operational details. Therefore, the appropriate classification is IR (Interim / Quarterly Report).
2012-07-30 English
ANNUAL REPORT OF PROXY VOTING RECORD
Regulatory Filings Classification · 95% confidence The document is a Form N-PX, which is an annual report of proxy voting records filed by registered management investment companies. It covers the proxy voting record for the period July 1, 2011 to June 30, 2012. The document includes detailed voting records on various proposals at shareholder meetings, including votes for or against management proposals and shareholder proposals. This form is specifically used to report proxy voting records and is distinct from other financial or management reports. Given the nature of the document and the specific form name N-PX, the appropriate classification is Regulatory Filings (RNS), as it is a regulatory filing that does not fit into other categories like Annual Report or Proxy Solicitation. The document is not a report publication announcement since it contains the full proxy voting record data, not just a notice of availability. Confidence is high due to the explicit form name and content.
2012-07-25 English
Audit Report / Information 2012
Audit Report / Information Classification · 85% confidence The document contains detailed numeric data and references to entities such as KPMG LLP and The Bank of New York Mellon, which are typical in audit or financial service contexts. The presence of a signature by the Chief Financial Officer suggests it is a formal financial document. The document length is 7202 characters, which is substantial and indicates it is not a brief announcement. There is no indication that this is an Annual Report (10-K) or an Interim Report (IR) as there is no narrative or management discussion. The document appears to be a standalone audit or financial data report, likely an audit report or related financial information. Therefore, the most appropriate classification is Audit Report / Information (AR).
2012-07-25 English
FIDELITY BOND FILED PURSUANT TO RULE 17G-1(G)(1)
Regulatory Filings Classification · 95% confidence The document is a Fidelity Bond filed pursuant to Rule 17G-1(g)(1), which is a type of insurance bond related to asset protection for a financial institution investment company. It details the bond period, limits of liability, insuring clauses, and terms of coverage. This is not a financial report, earnings release, management discussion, or any typical corporate filing like an annual report or regulatory filing. Instead, it is a specific insurance-related filing required by regulatory rules for financial institutions. Given the nature of the document and the regulatory reference (Rule 17G-1), it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory compliance documents that do not fit other categories.
2012-06-08 English
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INCORPORATED
Interim / Quarterly Report Classification · 95% confidence The document is a detailed financial report from Flaherty & Crumrine/Claymore Total Return Fund Incorporated, including a schedule of investments, portfolio overview, net asset value, market price, yield, and detailed holdings as of February 29, 2012. It contains substantive financial data and analysis for a quarterly period, including performance commentary and portfolio composition. The length is substantial (15,000 characters), and it is not merely an announcement or certification. The content aligns with a comprehensive interim or quarterly report rather than a brief earnings release or annual report. Therefore, the document fits the definition of an Interim / Quarterly Report (IR).
2012-04-27 English
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INCORPORATED
Interim / Quarterly Report Classification · 100% confidence The document is a Form N-Q filing, which is a quarterly schedule of portfolio holdings for a registered management investment company. It includes detailed portfolio information, investment holdings, and commentary on quarterly performance. The presence of the SEC header, the form name 'N-Q', and the detailed portfolio data for the quarter ending February 29, 2012, confirms this is a quarterly report for an investment fund. Form N-Q filings are classified as Interim / Quarterly Reports (IR) because they provide substantive financial data and analysis for a period shorter than a full fiscal year.
2012-04-27 English

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