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FLAHERTY & CRUMRINE TOTAL RETURN FUND INC logo

FLAHERTY & CRUMRINE TOTAL RETURN FUND INC — Investor Relations & Filings

Ticker · FLC ISIN · US3384791089 LEI · 254900OFZ9J1RLHWZQ22 US Financial and insurance activities
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Filings indexed 372 across all filing types
Latest filing 2010-10-28 Interim / Quarterly Rep…
Country US United States of America
Listing US FLC

About FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

https://flaherty-crumrine.com/

Flaherty & Crumrine Total Return Fund Inc. is a closed-end investment fund. Its primary investment objective is to provide high current income to its shareholders, with a secondary objective of capital appreciation. Managed by investment adviser Flaherty & Crumrine, the fund invests in a portfolio of public equity and fixed income instruments. The investment strategy focuses on preferred securities, contingent capital instruments, and other hybrid income-producing securities. The portfolio is constructed using a combination of intensive credit research and quantitative analysis, with a significant allocation to securities issued by companies in the financial sector.

Recent filings

Filing Released Lang Actions
N-30B-2
Interim / Quarterly Report Classification · 95% confidence The document is a detailed report addressed to shareholders of the Flaherty & Crumrine/Claymore Total Return Fund, covering the third fiscal period ending August 31, 2010. It includes comprehensive financial data such as portfolio overview, portfolio of investments, statement of changes in net assets, financial highlights, notes to financial statements, and management commentary on market conditions and fund performance. The presence of unaudited financial statements and detailed investment information for a specific fiscal period shorter than a full year indicates this is an Interim / Quarterly Report. The document is 12,773 characters long, which is substantial and contains actual financial data and analysis, not just an announcement or summary. Therefore, it fits the definition of an Interim / Quarterly Report (IR).
2010-10-28 English
N-Q
Interim / Quarterly Report Classification · 100% confidence The document is a Form N-Q filed with the SEC, which is a quarterly schedule of portfolio holdings for a registered management investment company. It includes detailed portfolio information, financial highlights, notes to financial statements, and a letter to shareholders discussing the fund's performance and market conditions. The document is about 15,000 characters long, indicating it is a full report rather than a brief announcement. The content is consistent with a quarterly report providing substantive financial data and analysis for a period shorter than a full fiscal year. Therefore, it fits the definition of an Interim / Quarterly Report (IR).
2010-10-27 English
FORM N-PX
Regulatory Filings
2010-08-23 English
40-17G
Regulatory Filings Classification · 95% confidence The document is a detailed insurance policy declaration and coverage description for an Investment Company Fidelity Bond. It includes policy terms, coverage clauses, limits of liability, and conditions. There is no indication that this is a financial report, earnings release, management discussion, or any other corporate filing type. It is not a report or announcement related to financial results, governance, capital changes, or legal proceedings. The document is a regulatory or compliance-related filing concerning insurance coverage for the company, which does not fit into any other specific category. Therefore, it best fits the fallback category Regulatory Filings (RNS). The document length and detail confirm it is not a mere announcement or certification but a substantive regulatory document.
2010-08-04 English
N-CSRS
Interim / Quarterly Report Classification · 95% confidence The document is a Form N-CSR, which is a Certified Shareholder Report of Registered Management Investment Companies filed with the SEC. It includes detailed financial performance data, portfolio results, market conditions, and management discussion for the Flaherty & Crumrine/Claymore Total Return Fund for the fiscal period ending May 31, 2010. The content is substantive, with financial tables, performance analysis, and management commentary, indicating it is a full report rather than a brief announcement or certification. Form N-CSR reports are periodic shareholder reports that provide comprehensive financial and operational information about the fund, fitting the category of an Interim / Quarterly Report (IR) as it covers a period shorter than a full fiscal year and contains actual financial statements and analysis. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2010-07-28 English
Annual Report 2010
Annual Report Classification · 90% confidence The document text contains detailed numeric data, codes, and references to securities and financial institutions, consistent with a structured financial filing. The presence of KPMG LLP (an auditor) and multiple securities firms suggests a formal financial report. The document length is 6951 characters, which is substantial and likely contains actual financial data rather than just an announcement. There is no indication that this is a transcript, management change, or voting results. The document does not appear to be a brief factsheet or a presentation. The detailed numeric data and references to securities and financial servicing companies align with a comprehensive annual report. The presence of a signature by a Vice President further supports this being a formal report. Therefore, the document is best classified as an Annual Report (10-K).
2010-07-28 English

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