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FLAHERTY & CRUMRINE TOTAL RETURN FUND INC logo

FLAHERTY & CRUMRINE TOTAL RETURN FUND INC — Investor Relations & Filings

Ticker · FLC ISIN · US3384791089 LEI · 254900OFZ9J1RLHWZQ22 US Financial and insurance activities
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Filings indexed 372 across all filing types
Latest filing 2014-05-28 Regulatory Filings
Country US United States of America
Listing US FLC

About FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

https://flaherty-crumrine.com/

Flaherty & Crumrine Total Return Fund Inc. is a closed-end investment fund. Its primary investment objective is to provide high current income to its shareholders, with a secondary objective of capital appreciation. Managed by investment adviser Flaherty & Crumrine, the fund invests in a portfolio of public equity and fixed income instruments. The investment strategy focuses on preferred securities, contingent capital instruments, and other hybrid income-producing securities. The portfolio is constructed using a combination of intensive credit research and quantitative analysis, with a significant allocation to securities issued by companies in the financial sector.

Recent filings

Filing Released Lang Actions
FIDELITY BOND FILED PURSUANT TO RULE 17G-1(G)(1)
Regulatory Filings Classification · 95% confidence The document is a Fidelity Bond filed pursuant to Rule 17G-1(g)(1), which is a type of insurance bond related to financial institution investment company asset protection. It includes detailed terms, coverage clauses, and liability limits for the bond period. This is not a financial report, earnings release, management discussion, or any typical corporate filing like an annual or quarterly report. Instead, it is a regulatory filing related to compliance with SEC rules concerning fidelity bonds for investment companies. The document is lengthy (15,000 characters) and contains the full bond text, not just an announcement or certification. Therefore, the most appropriate classification is Regulatory Filings (RNS), as it is a compliance document that does not fit other specific categories.
2014-05-28 English
Regulatory Filings 2014
Regulatory Filings Classification · 95% confidence The document is a letter from the Chairman and CEO of Flaherty & Crumrine Funds responding to comments from the SEC staff regarding the Funds' annual reports filed on Form N-CSR for the year ended November 30, 2013. The letter addresses specific audit and disclosure issues in the annual reports and indicates plans to amend filings and improve future disclosures. The document is not the annual report itself but a correspondence addressing regulatory review comments on the annual reports. It is a regulatory filing responding to SEC staff comments and does not contain the full financial report or detailed financial statements. Therefore, it fits best under Regulatory Filings (RNS) as a response to regulatory review rather than the Annual Report (10-K) or Audit Report (AR).
2014-05-23 English
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCORPORATED
Interim / Quarterly Report Classification · 95% confidence The document is a detailed report from Flaherty & Crumrine Total Return Fund Incorporated, dated March 31, 2014, covering the first fiscal quarter of 2014 (December 1, 2013 to February 28, 2014). It includes a portfolio overview, detailed investment holdings, fund statistics, and commentary on market conditions and fund performance. The content is substantive, with financial data, analysis, and outlook, typical of a quarterly or interim report. There is no indication that this is merely an announcement or a certification. The length (15,000 characters) and detailed financial data confirm it is a full report. Therefore, the document fits the definition of an Interim / Quarterly Report (IR).
2014-04-28 English
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCORPORATED
Interim / Quarterly Report Classification · 100% confidence The document is a Form N-Q filing, which is a quarterly schedule of portfolio holdings for a registered management investment company. It includes detailed portfolio investment data as of February 28, 2014, and commentary on the fund's performance and market conditions. Form N-Q is specifically used by investment companies to report quarterly portfolio holdings, which aligns with the definition of an Interim / Quarterly Report (IR) as it contains substantive financial data and analysis for a period shorter than a full fiscal year. The document is not merely an announcement or certification but contains actual financial statements and portfolio details. Therefore, the appropriate classification is IR.
2014-04-28 English
DEFINITIVE PROXY STATEMENT
Proxy Solicitation & Information Statement
2014-03-21 English
AMENDED SCHEDULE 13G
Major Shareholding Notification
2014-03-10 English

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