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FLAHERTY & CRUMRINE TOTAL RETURN FUND INC logo

FLAHERTY & CRUMRINE TOTAL RETURN FUND INC — Investor Relations & Filings

Ticker · FLC ISIN · US3384791089 LEI · 254900OFZ9J1RLHWZQ22 US Financial and insurance activities
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Filings indexed 372 across all filing types
Latest filing 2015-06-04 Board/Management Inform…
Country US United States of America
Listing US FLC

About FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

https://flaherty-crumrine.com/

Flaherty & Crumrine Total Return Fund Inc. is a closed-end investment fund. Its primary investment objective is to provide high current income to its shareholders, with a secondary objective of capital appreciation. Managed by investment adviser Flaherty & Crumrine, the fund invests in a portfolio of public equity and fixed income instruments. The investment strategy focuses on preferred securities, contingent capital instruments, and other hybrid income-producing securities. The portfolio is constructed using a combination of intensive credit research and quantitative analysis, with a significant allocation to securities issued by companies in the financial sector.

Recent filings

Filing Released Lang Actions
CURRENT REPORT
Board/Management Information Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated June 4, 2015. The content announces a management change: the retirement of a portfolio manager and continuation of others. There are no financial statements or detailed financial data, nor is it an announcement of a report publication. The primary focus is on management personnel changes, specifically portfolio managers. According to the filing definitions, announcements of changes in senior management or board members fall under Board/Management Information (MANG). The document length is short (2191 characters), consistent with a brief announcement rather than a full report. Therefore, the correct classification is MANG with high confidence.
2015-06-04 English
FIDELITY BOND FILED PURSUANT TO RULE 17G-1(G)(1)
Regulatory Filings Classification · 95% confidence The document is a Fidelity Bond filed pursuant to Rule 17G-1(g)(1), which is a type of insurance bond related to financial institution investment company asset protection. It includes detailed terms, insuring clauses, bond period, limits of liability, and conditions of coverage. The document is not a financial report, earnings release, management discussion, or any typical corporate filing like an annual or quarterly report. Instead, it is a regulatory filing related to compliance with SEC rules concerning fidelity bonds for investment companies. The document length is substantial (15,000 characters), and it contains the full bond text, not just an announcement or certification. Therefore, the most appropriate classification is Regulatory Filings (RNS), as it is a compliance document filed with the SEC that does not fit into other specific categories.
2015-05-19 English
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCORPORATED
Interim / Quarterly Report Classification · 95% confidence The document is a detailed financial report from Flaherty & Crumrine Total Return Fund Incorporated, covering portfolio overview, net asset value, market price, yield, and extensive portfolio of investments as of February 28, 2015. It includes detailed investment holdings, ratings, and commentary on economic conditions and fund performance for the first fiscal quarter of 2015. The length is substantial (15,000 characters), and it contains substantive financial data and analysis, not just an announcement or summary. The content aligns with a comprehensive interim or quarterly report for a period shorter than a full fiscal year, containing actual financial statements and portfolio details. Therefore, the document fits the definition of an Interim / Quarterly Report (IR).
2015-04-28 English
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCORPORATED
Interim / Quarterly Report Classification · 100% confidence The document is titled 'FORM N-Q' and is filed with the SEC by Flaherty & Crumrine Total Return Fund Incorporated. Form N-Q is a quarterly schedule of portfolio holdings for registered management investment companies, filed pursuant to rule 30b1-5 under the Investment Company Act of 1940. The document includes detailed portfolio holdings as of February 28, 2015, and commentary on the fund's performance and market outlook for the first fiscal quarter of 2015. The content is consistent with a quarterly report containing substantive financial data and analysis for a period shorter than a full fiscal year. Therefore, this document fits the definition of an Interim / Quarterly Report (IR).
2015-04-28 English
CURRENT REPORT
Board/Management Information Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated April 21, 2015. The key content is the announcement of changes in the company's officers: election of new CEO, President, and CFO, replacing previous officers. The document specifically falls under Item 5.02, which relates to departure and election of directors or certain officers. There is no financial data or detailed financial performance information, so it is not an Annual Report, Earnings Release, or Interim Report. The document is not a proxy solicitation, voting results, or a legal proceeding. It clearly announces management changes, which fits the Board/Management Information category (MANG). The document length is 3705 characters, which is short but contains substantive information about management changes, not just a brief announcement or a report publication notice. Therefore, the correct classification is MANG with high confidence.
2015-04-23 English
DEFINITIVE PROXY STATEMENT
Proxy Solicitation & Information Statement
2015-03-09 English

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