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First Capital Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002797 ISIN · CNE1000027G0 LEI · 3003007W6RHRZJVRZ944 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,473 across all filing types
Latest filing 2026-01-06 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 002797

About First Capital Securities Co., Ltd.

https://www.firstcapital.com.cn

First Capital Securities Co., Ltd. provides a comprehensive range of financial services, specializing in fixed income, asset management, and investment banking. The firm offers securities brokerage, underwriting, and sponsorship services, alongside investment consulting and proprietary trading. It maintains a significant presence in the bond market, providing integrated solutions for debt financing and fixed-income product innovation. Its asset management division focuses on diverse investment vehicles, including mutual funds and private equity. The company serves institutional, corporate, and individual clients, leveraging its research capabilities and risk management frameworks to deliver tailored financial strategies and capital market access.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司关于第一创业证券股份有限公司不再设置监事会的临时受托管理事务报告
Audit Report / Information Classification · 95% confidence The document is a report from Northeast Securities Co., Ltd. acting as the trustee manager for bonds issued by First Capital Securities Co., Ltd. It reports a significant corporate governance change: the company will no longer set up a supervisory board, with the board audit committee assuming its duties. The document references bond trustee management agreements and regulatory rules related to bond issuance and management. The content is a detailed report on a corporate governance change affecting bondholders, not a general management announcement or a brief notice. It is not an annual or interim financial report, nor an earnings release or capital update. The document is a trustee management report on a significant corporate governance event impacting bondholders, which fits best under Audit Report / Information (AR) as it relates to regulatory compliance and internal governance changes affecting bondholders. The document length is 2159 characters, which is short but contains substantive information, not just an announcement or certification. Therefore, the best classification is AR with high confidence.
2026-01-06 Chinese
第一创业证券股份有限公司2022年面向专业投资者公开发行公司债券（第一期）（品种二）2026年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment for a corporate bond issued by First Capital Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax implications, and related administrative details. The document is relatively short (3215 characters) and focuses on the payment of interest on a bond, not on financial results or company performance. It is not a full financial report, audit, or management discussion. It is also not a regulatory filing or certification. The content fits best with a Capital/Financing Update (CAP) as it relates to bond issuance and interest payment information.
2026-01-05 Chinese
第五届董事会第七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of the resolutions passed at the company's fifth board of directors' seventh meeting. It includes details about the meeting date, attendance, voting results, and decisions such as the nomination of a board candidate and amendments to board rules. It also references attachments like the candidate's resume and related committee meeting resolutions. There is no financial data or report content, but rather a disclosure of board decisions and management changes. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management.
2025-12-30 Chinese
第五届董事会薪酬考核与提名委员会关于第五届董事会非独立董事候选人的审查意见
Board/Management Information Classification · 95% confidence The document is a formal opinion from the Remuneration and Nomination Committee regarding the review and nomination of a non-independent director candidate for the company's fifth board. It references compliance with laws and company rules, and concludes with a recommendation to submit the candidate for board approval. This is clearly related to board/management information about director nominations and appointments, not a full report or announcement of voting results. The document length is short and focused on management/board candidate information, fitting the Board/Management Information (MANG) category.
2025-12-30 Chinese
关于召开2026年第一次临时股东会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about convening the 2026 first extraordinary general meeting (临时股东会) of shareholders for a company, including meeting date, voting procedures, registration details, and agenda items such as election of a non-independent director. It includes instructions for proxy voting and network voting procedures. There is no financial data, earnings, audit information, or report content. The document is a formal announcement of a shareholders meeting and related materials, not the meeting materials themselves or voting results. It fits the definition of a Proxy Solicitation & Information Statement (PSI), as it provides information to shareholders to solicit their votes for the meeting proposals.
2025-12-30 Chinese
第一创业证券股份有限公司董事会审计委员会议事规则
Governance Information Classification · 95% confidence The document is titled "董事会审计委员会议事规则" which translates to "Board Audit Committee Rules". It details the composition, responsibilities, procedures, and duties of the audit committee within the board of directors of a company. The content focuses on governance, internal controls, audit oversight, and compliance with laws and regulations. There is no financial data, earnings information, or report publication announcement. The document is a governance-related internal rules document for the audit committee, not an annual report, audit report, or any financial statement. Therefore, it fits best under Governance Information (CGR). The document length is sufficient and the content is detailed, supporting a high confidence classification.
2025-12-30 Chinese

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