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First Capital Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002797 ISIN · CNE1000027G0 LEI · 3003007W6RHRZJVRZ944 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,473 across all filing types
Latest filing 2025-12-12 AGM Information
Country CN China
Listing Shenzhen Stock Exchange 002797

About First Capital Securities Co., Ltd.

https://www.firstcapital.com.cn

First Capital Securities Co., Ltd. provides a comprehensive range of financial services, specializing in fixed income, asset management, and investment banking. The firm offers securities brokerage, underwriting, and sponsorship services, alongside investment consulting and proprietary trading. It maintains a significant presence in the bond market, providing integrated solutions for debt financing and fixed-income product innovation. Its asset management division focuses on diverse investment vehicles, including mutual funds and private equity. The company serves institutional, corporate, and individual clients, leveraging its research capabilities and risk management frameworks to deliver tailored financial strategies and capital market access.

Recent filings

Filing Released Lang Actions
2025年第一次临时股东大会会议材料
AGM Information Classification · 95% confidence The document is titled as "2025 年第一次临时股东大会会议材料" which translates to "2025 First Extraordinary General Meeting (EGM) Meeting Materials." It contains detailed agenda items, proposals for amendments to the company's articles of association, and other governance-related matters to be discussed and voted on at the EGM. The content includes meeting agenda, proposals for shareholder approval, and legal compliance references. This matches the description of materials shared during a general meeting, specifically an Extraordinary General Meeting, which falls under the category of AGM Information (AGM-R). The document is not a report itself but the meeting materials for the shareholder meeting. The document length is 2641 characters, which is relatively short and consistent with meeting materials rather than a full report. Therefore, the classification is AGM Information (AGM-R).
2025-12-12 Chinese
关于召开2025年第一次临时股东大会的通知
AGM Information Classification · 100% confidence The document is a detailed notice about convening the 2025 first extraordinary general meeting (临时股东大会) of the company 第一创业证券股份有限公司. It includes information about the meeting date, voting procedures, proposals to be discussed, registration details, and attachments such as proxy forms and voting instructions. There is no financial data or results reported, nor is it a transcript or presentation. It is not an announcement of voting results but a notice to shareholders about the meeting and how to participate. This fits the definition of AGM Information (AGM-R), which covers presentations and materials shared during the Annual General Meeting or similar shareholder meetings. The document length is about 4949 characters, which is consistent with a full notice rather than a brief announcement. Therefore, the classification is AGM Information (AGM-R).
2025-12-12 Chinese
东北证券股份有限公司关于第一创业证券股份有限公司全资子公司收到中国证券监督管理委员会江苏监管局《行政处罚事先告知书》的临时受托管理事务报告
Legal Proceedings Report Classification · 95% confidence The document is a report from Northeast Securities Co., Ltd. acting as trustee for bondholders of various bonds issued by First Capital Securities Co., Ltd. It details a regulatory enforcement action by the China Securities Regulatory Commission (CSRC) Jiangsu Bureau against a wholly owned subsidiary of the issuer, including an administrative penalty notice and its impact on the issuer's debt repayment ability. The document references specific bond codes, regulatory notices, and administrative penalties but does not contain financial statements or detailed financial data. It is a formal disclosure of a significant regulatory/legal event affecting the issuer and bondholders. The document length is about 3,153 characters, relatively short, and it is a detailed report rather than a brief announcement. This fits best under Legal Proceedings Report (LTR) as it concerns regulatory enforcement and administrative penalties. It is not an Annual Report, Interim Report, Earnings Release, or other financial report type. It is not a simple announcement of a report publication (RPA) or a regulatory filing (RNS) because it provides substantive detail on the legal matter. Therefore, the correct classification is LTR with high confidence.
2025-12-11 Chinese
关于全资子公司收到中国证券监督管理委员会江苏监管局《行政处罚事先告知书》的公告
Legal Proceedings Report Classification · 95% confidence The document is an official announcement from a company regarding an administrative penalty notice received from the China Securities Regulatory Commission (CSRC) Jiangsu Bureau. It details the regulatory investigation, the alleged violations, the proposed penalties, and the company's response. The document does not contain financial statements, audit results, or detailed financial performance data. It is a regulatory announcement about legal and compliance matters related to administrative penalties. Therefore, it fits best under the category of Legal Proceedings Report (LTR). The document length is 1632 characters, which is short and focused on regulatory/legal content rather than a full report or financial disclosure.
2025-12-07 Chinese
关于参加2025年度深圳辖区上市公司投资者网上集体接待日活动的公告
Regulatory Filings Classification · 95% confidence The document is an announcement about the company's participation in an investor online collective reception day event organized by regulatory and investor service bodies. It includes details about the event date, participation methods, and invites investors to submit questions. The document is short (832 characters) and does not contain any financial statements, detailed financial data, or report content. It is an announcement related to investor relations activities rather than a financial report or regulatory filing. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement that does not fit other specific categories.
2025-11-13 Chinese
东北证券股份有限公司关于第一创业证券股份有限公司全资子公司收到中国证券监督管理委员会立案告知书的临时受托管理事务报告
Legal Proceedings Report Classification · 95% confidence The document is a report from Northeast Securities Co., Ltd. acting as trustee for bondholders of various bonds issued by First Capital Securities Co., Ltd. It details the receipt of a regulatory investigation notice (立案告知书) from the China Securities Regulatory Commission (CSRC) regarding a subsidiary of the issuer. The document discusses the impact of this regulatory action on the issuer's debt repayment ability and the trustee's ongoing monitoring responsibilities. It is a specific report on a regulatory/legal proceeding affecting bondholders, not a full annual or interim financial report, nor a simple announcement or certification. The content fits the definition of a Legal Proceedings Report (LTR) as it updates on significant regulatory actions involving the company.
2025-11-05 Chinese

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