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First Capital Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002797 ISIN · CNE1000027G0 LEI · 3003007W6RHRZJVRZ944 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,472 across all filing types
Latest filing 2026-04-28 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 002797

About First Capital Securities Co., Ltd.

https://www.firstcapital.com.cn

First Capital Securities Co., Ltd. provides a comprehensive range of financial services, specializing in fixed income, asset management, and investment banking. The firm offers securities brokerage, underwriting, and sponsorship services, alongside investment consulting and proprietary trading. It maintains a significant presence in the bond market, providing integrated solutions for debt financing and fixed-income product innovation. Its asset management division focuses on diverse investment vehicles, including mutual funds and private equity. The company serves institutional, corporate, and individual clients, leveraging its research capabilities and risk management frameworks to deliver tailored financial strategies and capital market access.

Recent filings

Filing Released Lang Actions
2025年年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled as an audit report and financial statements for the fiscal year 2025, covering the period from January 1, 2025 to December 31, 2025. It includes an auditor's opinion, detailed audit procedures, key audit matters, and comprehensive financial statements such as consolidated and parent company balance sheets, profit and loss statements, cash flow statements, and notes to the financial statements. The presence of an independent auditor's report and full financial statements indicates this is a standalone audit report rather than a full annual report or other filing. The document length is substantial (15,000 characters), and it contains actual financial data and detailed audit information, not just an announcement or certification. Therefore, the document fits the definition of an Audit Report / Information (AR).
2026-04-28 Chinese
2025年年度报告
Annual Report Classification · 100% confidence The document is titled "2025年年度报告" which translates to "2025 Annual Report". It is issued by First Capital Securities Co., Ltd. and covers the fiscal year 2025 (January to December). The content includes detailed company information, financial data, management discussion and analysis, governance, risk factors, subsidiaries, business qualifications, and audited financial statements with an unqualified audit opinion. The document length is 15,000 characters, indicating a comprehensive report rather than a brief announcement. It explicitly states it is the annual report and includes sections typical of an annual report such as company overview, financial highlights, management discussion, governance, and audited financial statements. Therefore, this document fits the definition of an Annual Report (10-K).
2026-04-28 Chinese
关于“质量回报双提升”行动方案的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from a company (第一创业证券股份有限公司) about its "Quality Return Double Improvement" action plan. It discusses strategic initiatives, governance improvements, investor communication, and shareholder return policies. The text is an announcement of a corporate action plan and governance updates rather than a full financial report or detailed financial statements. The document length is 3320 characters, which is relatively short and consistent with an announcement rather than a full report. There is no indication of detailed financial data, audit opinions, or earnings results. It is not a regulatory certification or officer attestation. The content focuses on corporate governance, strategic plans, and investor relations improvements, which aligns best with a Regulatory Filing (RNS) as a general announcement that does not fit other specific categories.
2026-04-28 Chinese
2025年度投资者保护工作报告
Governance Information Classification · 95% confidence The document is titled '2025年度投资者保护工作报告' which translates to '2025 Annual Investor Protection Work Report'. It details the company's investor protection activities, dividend distributions, information disclosure quality, investor communication, ESG practices, independent directors' roles, and shareholder meeting procedures for the year 2025. The content is comprehensive and covers multiple aspects of the company's governance and investor relations over the year. It is not a financial statement report like an Annual Report (10-K) or Interim Report (IR), nor is it a brief announcement or a certification. The document focuses on investor protection and governance-related activities, which aligns best with the category of Governance Information (CGR). The length (5261 characters) and detailed content support this classification rather than a short announcement or a regulatory filing. Therefore, the document is classified as Governance Information (CGR) with high confidence.
2026-04-28 Chinese
2025年度可持续发展报告
Environmental & Social Information Classification · 100% confidence The document is titled '2025年度可持续发展报告' (2025 Annual Sustainability Report) and is issued by First Capital Securities Co., Ltd. It is a comprehensive report covering the company's Environmental, Social, and Governance (ESG) performance, management systems, strategies, and achievements for the year 2025. The content includes detailed ESG governance, risk management, social responsibility, environmental performance, and sustainability strategy disclosures. It references various ESG standards and frameworks such as GRI, SASB, TCFD, ISSB IFRS S1/S2, and others. The document is about 15,000 characters long, indicating it is a full report rather than a brief announcement. The nature of the content aligns with Environmental & Social Information (ESG) reporting rather than financial statements or other regulatory filings. Therefore, the appropriate classification is Environmental & Social Information (Code: SR).
2026-04-28 Chinese
第一创业证券股份有限公司对外担保管理制度
Governance Information Classification · 95% confidence The document is a detailed internal policy titled '对外担保管理制度' (External Guarantee Management System) of a securities company. It outlines the rules, approval procedures, management, disclosure obligations, and responsibilities related to the company's external guarantees. It references relevant laws, regulations, and company bylaws. There is no indication that this is a financial report, earnings release, or regulatory filing announcement. It is a governance-related document describing internal control and compliance procedures for external guarantees. It does not contain financial statements or audit results, nor is it a meeting presentation or voting result. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2026-04-28 Chinese

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