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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
Filings indexed 908 across all filing types
Latest filing 2019-03-14 Annual Report
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
10-K Filing
Annual Report FY 2018
2019-03-14 English
8-K Filing
Notice of Dividend Amount Classification · 100% confidence The document is a Form 8-K current report filed with the SEC, dated March 11, 2019. The key content is an announcement that the company's Board of Directors declared a dividend of $0.14 per share, with payment and record dates specified. The document includes a press release as an exhibit. The main purpose is to announce the dividend amount and payment details, which fits the definition of a Notice of Dividend Amount (DIV). The document length is 2833 characters, which is relatively short and focused on the dividend announcement, not a full financial report or earnings release. Therefore, the appropriate classification is DIV.
2019-03-12 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated March 7, 2019. It includes a press release announcing the company's estimated book value per common share as of February 28, 2019. The document is relatively short (3648 characters) and primarily serves to disclose a specific event or update rather than providing comprehensive financial statements or detailed analysis. The content fits the profile of a Regulatory Filing (RNS) as it is a current report disclosing material information but does not contain full financial results or detailed reports like an Annual or Interim Report. It also does not fit other categories such as Earnings Release or Capital Update specifically. Therefore, the best classification is Regulatory Filings (RNS).
2019-03-08 English
25-NSE Filing
Delisting Announcement
2019-03-04 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content describes the conversion of Ellington Financial LLC to Ellington Financial Inc., including the filing of certificates of conversion and incorporation, changes in capital stock, and the delisting of the LLC shares and listing of the new corporation shares on the NYSE. It also includes information about board and officer continuity and amendments to corporate governance documents. There are no financial statements or detailed financial data presented, nor is this an earnings release or annual/interim report. The document primarily announces corporate structural changes and related governance updates. This fits best under the category of Regulatory Filings (RNS), which is the fallback for miscellaneous SEC filings that do not fit other specific categories like MANG (management changes) or DLST (delisting announcement) alone, since it covers multiple regulatory disclosures in one filing. The document is not solely a delisting announcement but includes broader regulatory disclosures about the conversion and governance changes. Confidence is high given the clear identification as a Form 8-K and the nature of the content.
2019-03-04 English
8-K Filing
Regulatory Filings Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, which is a regulatory filing used to disclose material events or updates by a company. The text references Regulation FD Disclosure and provides information about preliminary operating results posted on the company's website. It explicitly states that the information is furnished pursuant to Item 7.01 of Form 8-K and is not deemed "filed" for certain legal purposes. The document does not contain detailed financial statements or comprehensive report data but serves as a disclosure update. The length is 3858 characters, which is relatively short and consistent with a regulatory announcement rather than a full report. Therefore, this document fits best under Regulatory Filings (RNS) as a general regulatory announcement and disclosure update.
2019-03-01 English

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