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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 908 across all filing types
Latest filing 2019-07-17 Capital/Financing Update
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
424B5 Filing
Capital/Financing Update Classification · 100% confidence The document is a preliminary prospectus supplement dated July 17, 2019, related to an offering of 3,500,000 shares of common stock by Ellington Financial Inc. It includes detailed information about the offering terms, underwriting, risk factors, and legal matters. The text explicitly states it is a prospectus supplement and accompanying prospectus, which are documents used in capital raising and securities offerings. This type of document is a capital/financing update as it provides information about a new share issuance and the terms of the offering. It is not an annual report, earnings release, or any other type of report. It is also not a regulatory filing in the fallback sense, as it is a formal offering document. Therefore, the correct classification is Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains detailed offering information, supporting a high confidence score.
2019-07-17 English
8-K/A Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K/A, which is a current report filed with the SEC to disclose material events. It includes a press release about estimated book value per share, which is a financial update but not a full financial report. The document is relatively short (3931 characters) and primarily serves as a disclosure of a press release rather than containing comprehensive financial statements or detailed analysis. It does not fit the criteria for Annual Report, Interim Report, Earnings Release, or other detailed financial filings. It is a regulatory announcement of a material event, so it best fits under Regulatory Filings (RNS).
2019-07-09 English
8-K Filing
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated July 8, 2019, by Ellington Financial Inc. It includes a press release announcing the estimated book value per share as of June 30, 2019, and a dividend declaration of $0.14 per share with payment and record dates. The document is relatively short (4203 characters) and primarily serves to announce these events rather than provide detailed financial statements or comprehensive analysis. The dividend declaration and payment details indicate this is a Notice of Dividend Amount. Therefore, the appropriate classification is Notice of Dividend Amount (DIV).
2019-07-09 English
4 Filing
Director's Dealing
2019-07-08 English
8-K Filing
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated June 7, 2019, by Ellington Financial Inc. It includes a press release announcing the estimated book value per share and a dividend declaration. The document is short (3890 characters) and primarily serves as a disclosure of events rather than a full financial report. It announces a dividend amount and payment details, which aligns with the definition of a Notice of Dividend Amount (DIV). There is no detailed financial data or comprehensive report content, so it is not an Annual Report, Interim Report, or Earnings Release. The key content is the dividend declaration, making DIV the most appropriate classification.
2019-06-07 English
8-K Filing
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 16, 2019, reporting the results of the Annual Meeting of Stockholders held on May 15, 2019. It includes detailed voting results for director elections, advisory votes on executive compensation, and ratification of the independent auditor. The content focuses on the submission of matters to a vote of security holders, which matches the description of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 4149 characters, which is sufficient to include detailed voting results rather than just an announcement of a report. Therefore, the correct classification is DVA with high confidence.
2019-05-16 English

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