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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 908 across all filing types
Latest filing 2019-10-17 Capital/Financing Update
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
424B5 Filing
Capital/Financing Update Classification · 100% confidence The document is a prospectus supplement and accompanying prospectus for a preferred stock offering by Ellington Financial Inc. It details the terms of the offering, dividend rates, redemption rights, and other legal and financial information related to the issuance of 4,000,000 shares of Series A Preferred Stock. The document is a formal offering document filed pursuant to SEC rules (Rule 424(b)(5)) and includes underwriting details, risk factors, and legal matters. This type of document is a capital raising disclosure related to financing activities, specifically a securities offering. It is not an annual report, earnings release, or any other type of report but rather a capital/financing update. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and detail confirm it is the actual offering document, not just an announcement or summary.
2019-10-17 English
FWP Filing
Capital/Financing Update Classification · 100% confidence The document is a detailed pricing term sheet and prospectus supplement related to the offering of preferred stock by Ellington Financial Inc. It includes information about the security, pricing, dividend rates, redemption rights, and underwriting details. The document is clearly related to a capital raising event and financing activity. It is not an annual report, earnings release, or any form of management or audit report. It is not a regulatory filing or announcement of a report publication. The content fits the category of Capital/Financing Update as it provides detailed terms of a securities offering and related financing information.
2019-10-16 English
424B5 Filing
Capital/Financing Update Classification · 100% confidence The document is a preliminary prospectus supplement dated October 16, 2019, related to an offering of Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock by Ellington Financial Inc. It includes detailed terms of the offering, dividend rights, redemption provisions, and other legal and financial information typical of a prospectus supplement. It is filed pursuant to Rule 424(b)(5), which is a SEC rule related to prospectus supplements for securities offerings. The document is not a financial report, earnings release, or management discussion, but rather a detailed capital raising document describing a new preferred stock issuance. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains detailed offering terms, not just an announcement or a brief summary, so it is not a Report Publication Announcement (RPA) or Regulatory Filing (RNS).
2019-10-16 English
8-K Filing
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated October 7, 2019, by Ellington Financial Inc. It includes disclosures about a press release announcing the estimated book value per share and a dividend declaration. The document is short (4226 characters) and primarily serves as a regulatory announcement of these events rather than a detailed financial report. The dividend declaration and related information indicate it is an announcement of dividend amount and payment details. Therefore, the document fits best under the category of Notice of Dividend Amount (DIV).
2019-10-08 English
4 Filing
Director's Dealing
2019-09-13 English
4 Filing
Director's Dealing
2019-09-13 English

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