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DUKE CAPITAL LIMITED — Investor Relations & Filings

Ticker · DUKE ISIN · GG00BYZSSY63 LEI · 213800GUTKPSJ39SER44 IL Financial and insurance activities
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Filings indexed 304 across all filing types
Latest filing 2021-08-02 Regulatory Filings
Country GG Guernsey
Listing IL DUKE

About DUKE CAPITAL LIMITED

https://www.dukecapital.com

Duke Capital Limited is a provider of hybrid capital solutions for small and medium-sized enterprises (SMEs). The company's financing model combines features of both debt and equity, offering a unique long-term, evergreen capital solution often described as a 'corporate mortgage'. This approach allows business owners to secure funding for events such as management buyouts, buy-and-build strategies, and shareholder restructuring, while retaining majority control and strategic direction. A key feature of Duke's offering is the elimination of refinancing risk and the pressure for a short-term exit, aligning its returns with the long-term success of its partner companies. The firm's investment pillars focus on capital preservation, attractive dividend yield, and providing upside upon exits.

Recent filings

Filing Released Lang Actions
New Royalty Agreement
Regulatory Filings Classification · 98% confidence The document begins with an 'RNS Number' header and explicitly states, 'This announcement contains inside information.' It details a new royalty financing agreement, which is a significant corporate event involving capital structure and financing. The format, including the RNS distribution tracking image and the concluding boilerplate text referencing RNS and the London Stock Exchange, strongly indicates this is a regulatory news service announcement. Since the content is a specific announcement about a financing agreement (Capital/Financing Update - CAP) rather than a general regulatory filing fallback (RNS) or a report announcement (RPA), the most specific code is CAP. However, the presence of the RNS header and the nature of the release as a market-sensitive announcement often defaults to the general regulatory announcement category if a more specific one isn't explicitly defined for this exact type of corporate action announcement. Given the options, 'Capital/Financing Update' (CAP) is the most descriptive of the *content* (a financing agreement), but since this is clearly a formal regulatory news service release, and the financing announcement itself is a type of corporate action disclosure, I will check if CAP is better than RNS. The financing details are the core subject. Since 'Capital/Financing Update' (CAP) is a defined category for fundraising/financing activities, and this document announces exactly that, CAP is the best fit over the generic RNS.
2021-08-02 English
Trading Update
Earnings Release Classification · 99% confidence The document is identified by the 'RNS Number' header and explicitly states, 'This information is provided by RNS, the news service of the London Stock Exchange.' The content is a 'Trading Update' providing key operational and financial highlights for the first financial quarter (Q1 FY22) and guidance for the second quarter (Q2 FY22). This structure—a brief announcement of recent performance metrics and operational news, often released via RNS—is characteristic of an Earnings Release (ER) or a general Regulatory Filing (RNS). Since it provides specific, summarized financial results (£2.9 million cash revenue for Q1) and forward guidance, it aligns best with the 'Earnings Release' (ER) definition, which covers the initial announcement of periodical financial results (key highlights only). It is not a comprehensive report (like 10-K or IR), nor is it a transcript (CT) or a presentation (IP). Given the RNS source and the nature of the update, ER is the most specific fit, although RNS is a possible fallback. Q1 2022
2021-07-26 English
New Royalty Agreement
Regulatory Filings Classification · 98% confidence The document is identified by the RNS Number header and the explicit mention that the information is provided by RNS, the news service of the London Stock Exchange. The content announces a specific corporate action: entering into a new £7.7 million royalty financing agreement with InTec Business Solutions Limited. This is a material corporate event announcement, not a full financial report (like 10-K or IR), a transcript (CT), or a proxy statement (DEF 14A). Since it is a general regulatory announcement distributed via RNS that details a financing/capital structure event, it fits best under the general Regulatory Filings category (RNS) or potentially Capital/Financing Update (CAP). Given the structure (RNS Number, date, brief announcement of a deal), RNS is the most appropriate primary classification for the distribution mechanism, although the content is about capital. Since the document is a direct announcement of a transaction/financing, and not just a notice that a report is available, I will prioritize the content type. However, RNS is the designated fallback for general regulatory announcements. Since the content is a specific announcement of a financing agreement, CAP is highly relevant, but RNS covers all such announcements distributed via the exchange news service. Given the strong RNS branding and structure, RNS is a safe classification, but since 'CAP' specifically covers financing activities, and this is a financing announcement, I will check if CAP is better. The definitions show 'CAP' for 'Updates on company fundraising, financing activities, or capital structure changes.' This document is exactly that. Therefore, CAP is more specific than the general RNS fallback.
2021-07-22 English
New Royalty Agreement with Fairmed Healthcare AG
Regulatory Filings Classification · 98% confidence The document begins with an 'RNS Number' and is dated '01 July 2021'. It announces a specific corporate action: 'New Royalty Agreement with Fairmed Healthcare AG' involving a €10 million financing. The text explicitly states, 'This announcement contains inside information' and concludes with contact details and a footer indicating it is provided by 'RNS, the news service of the London Stock Exchange.' This structure is characteristic of a regulatory news service announcement, which serves as a general disclosure mechanism for material, non-public information. Since the content is a specific corporate transaction announcement (financing/capital structure change) but is presented as a general regulatory news wire item, the most appropriate classification is the general regulatory filing category, RNS, as it is not a full report (like 10-K or IR) or a specific announcement like a dividend (DIV) or management change (MANG). It is a disclosure via the RNS system.
2021-07-01 English
Interim Dividend and Dividend Declaration
Notice of Dividend Amount Classification · 99% confidence The document is a short announcement (2899 characters) released via RNS (RNS Number: 1488C) from Duke Royalty Limited. The title and content explicitly state that the Board has approved an 'Interim Dividend' and provides the ex-dividend date, record date, and payment date. This directly corresponds to the definition of a Notice of Dividend Amount (DIV). Although it is distributed via RNS, the specific nature of the announcement (dividend declaration) makes DIV the most accurate classification over the general RNS fallback.
2021-06-17 English
Trading Update
Earnings Release Classification · 97% confidence The document is identified by the header 'RNS Number : 9928X' and concludes with information stating, 'This information is provided by RNS, the news service of the London Stock Exchange.' The content itself is a 'Trading Update' providing financial highlights for Q4 FY21 and guidance for Q1 FY22, including details on investments and cash revenue. This is a periodic operational and financial update. Since it is a direct announcement of operational and financial performance highlights, it most closely aligns with an Earnings Release (ER) or potentially an Interim Report (IR) if it were more comprehensive. However, given the structure (highlights, CEO quote, contact info) and the RNS source, it functions as an initial release of period performance data. It is not a full 10-K or IR, but a summary update. The presence of the RNS identifier strongly suggests a regulatory announcement. Since it details quarterly performance highlights, 'ER' (Earnings Release) is the most appropriate fit among the specific financial categories, although 'RNS' is the source mechanism. Q4 2021
2021-05-10 English

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