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DUKE CAPITAL LIMITED Director's Dealing 2021

Apr 19, 2021

7607_dirs_2021-04-19_58011222-c9e9-445d-a5e7-8ca45dd2331e.html

Director's Dealing

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National Storage Mechanism | Additional information

RNS Number : 9134V

Duke Royalty Limited

19 April 2021

19 April 2021

Duke Royalty Limited

("Duke Royalty", "Duke" or the "Company")

Director / PCA Dealings

Further to its announcement on 1 April 2021, and following admission of the Placing Shares to trading on AIM this morning, the Company announces that the following Directors and/or their persons closely associated ("PCAs") have acquired Placing Shares at the Issue Price:

Director/PCA Number of Placing Shares subscribed
Neil Johnson (CEO) 200,000
Nigel Birrell (Chairman) 200,000
Arlington Partners Fund* 235,639

*Arlington Partners Fund is owned by Arlington Group Asset Management Limited, in which Charlie Cannon Brookes, Executive Director, has a 50 per cent. interest.

Other than where defined, capitalised terms used in this announcement have the meanings given to them in the Company's announcement released via RNS at 4.30pm on 31 March 2021.

The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provides further detail.

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Neil Johnson

2

Reason for the notification

a)

Position/status

Chief Executive Officer

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Duke Royalty Limited

b)

LEI

213800GUTKPSJ39SER44

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of nil par value

ISIN: GG00BYZSSY63

b)

Nature of the transaction

Acquisition of shares pursuant to placing

c)

Price(s) and volume(s)

Price(s) Volume(s)
35p per share 200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A

e)

Date of the transaction

19 April 2021

f)

Place of the transaction

London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Nigel Birrell

2

Reason for the notification

a)

Position/status

Chairman

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Duke Royalty Limited

b)

LEI

213800GUTKPSJ39SER44

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of nil par value

ISIN: GG00BYZSSY63

b)

Nature of the transaction

Acquisition of shares pursuant to placing

c)

Price(s) and volume(s)

Price(s) Volume(s)
35p per share 200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A

e)

Date of the transaction

19 April 2021

f)

Place of the transaction

London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Arlington Partners Fund

2

Reason for the notification

a)

Position/status

PCA of Charlie Cannon Brookes, Executive Director of Duke Royalty Limited

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Duke Royalty Limited

b)

LEI

213800GUTKPSJ39SER44

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of nil par value

ISIN: GG00BYZSSY63

b)

Nature of the transaction

Acquisition of shares pursuant to placing

c)

Price(s) and volume(s)

Price(s) Volume(s)
35p per share 235,639

d)

Aggregated information

- Aggregated volume

- Price

N/A

e)

Date of the transaction

19 April 2021

f)

Place of the transaction

London Stock Exchange

For further information, please visit www.dukeroyalty.com or contact:

Duke Royalty Limited Neil Johnson / Charlie Cannon Brookes / Hugo Evans +44 (0) 1481 730 613
Cenkos Securities plc 

(Nominated Adviser

and Joint Broker)
Stephen Keys / Callum Davidson / Julian Morse / Michael Johnson +44 (0) 207 397 8900
Canaccord Genuity

(Joint Broker)
Adam James / Sam Lucas / Georgina McCooke +44 (0) 207 523 8000
SEC Newgate (PR) Elisabeth Cowell/ Tom Carnegie/ Megan Kovach + +44 (0) 20 3757 6880 [email protected]

About Duke Royalty

Duke Royalty Limited provides alternative capital solutions to a diversified range of profitable and long-established businesses in Europe and abroad. Duke Royalty's experienced team provide financing solutions to private companies that are in need of capital but whose owners wish to maintain equity control of their business. Duke Royalty's royalty investments are intended to provide robust, stable, long term returns to its shareholders. Duke Royalty is listed on the AIM market under the ticker DUKE and is headquartered in Guernsey.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

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