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DUKE CAPITAL LIMITED — Investor Relations & Filings

Ticker · DUKE ISIN · GG00BYZSSY63 LEI · 213800GUTKPSJ39SER44 IL Financial and insurance activities
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Filings indexed 304 across all filing types
Latest filing 2021-12-03 Interim / Quarterly Rep…
Country GG Guernsey
Listing IL DUKE

About DUKE CAPITAL LIMITED

https://www.dukecapital.com

Duke Capital Limited is a provider of hybrid capital solutions for small and medium-sized enterprises (SMEs). The company's financing model combines features of both debt and equity, offering a unique long-term, evergreen capital solution often described as a 'corporate mortgage'. This approach allows business owners to secure funding for events such as management buyouts, buy-and-build strategies, and shareholder restructuring, while retaining majority control and strategic direction. A key feature of Duke's offering is the elimination of refinancing risk and the pressure for a short-term exit, aligning its returns with the long-term success of its partner companies. The firm's investment pillars focus on capital preservation, attractive dividend yield, and providing upside upon exits.

Recent filings

Filing Released Lang Actions
Interim Results
Interim / Quarterly Report Classification · 100% confidence The document is titled 'Interim Results for the six months ended 30 September 2021' for Duke Royalty Limited. It contains detailed financial highlights, an operational review, a Chairman's report, and condensed consolidated financial statements (including cash flow statements). Since it provides comprehensive financial data for a period shorter than a full fiscal year, it is classified as an Interim/Quarterly Report (IR). H1 2022
2021-12-03 English
Completion of £4.2 million Follow-On Investment
Regulatory Filings Classification · 98% confidence The document is identified by the header 'RNS Number : 2804U' and concludes with information about RNS, the news service of the London Stock Exchange, which acts as a Primary Information Provider. The content announces the completion of a £4.2 million follow-on investment into an existing royalty partner, which is a specific corporate action related to financing and capital deployment. This type of announcement, distributed via the RNS system, is a general regulatory disclosure. Since the document is short (3866 chars) and functions as a direct announcement of a specific event rather than a comprehensive report (like 10-K or IR), it fits best under the general 'Regulatory Filings' category, as it is a standard market disclosure distributed through the official channel (RNS). It is not a specific financing announcement (CAP) because it details the *completion* of an investment, not a general fundraising effort, and it is primarily a disclosure of an event via the RNS system.
2021-12-02 English
Notice of Interim Results
Report Publication Announcement Classification · 99% confidence The document is very short (2708 characters) and explicitly states that the company "will announce its Interim Results for the six months ended 30 September 2021... on Friday 3 December 2021." This is not the Interim Report itself (IR), but an announcement about when the report will be released. According to Rule 2 (The 'Menu vs Meal' Rule), a short announcement stating that a report will be published fits the definition of a Report Publication Announcement (RPA). The RNS Number and the RNS distribution footer further confirm this is a regulatory announcement regarding future publication.
2021-11-25 English
Long Term Incentive Plan Awards
Share Issue/Capital Change Classification · 99% confidence The document is an RNS announcement dated October 29, 2021, detailing the grant of Long Term Incentive Plan (LTIP) awards to directors and employees, the vesting of previous awards, and subsequent transactions (acquisitions and sales to cover tax liabilities) by Persons Discharging Managerial Responsibilities (PDMRs) like Neil Johnson and Charlie Cannon Brookes. The core content is the disclosure of personal share transactions by directors/executives. This directly matches the definition for Director's Dealing (Code: DIRS). Although it is an RNS filing, the specific content is highly indicative of DIRS, which takes precedence over the general RNS fallback.
2021-10-29 English
Follow-On Investment into Existing Royalty Partner
Regulatory Filings Classification · 95% confidence The document is identified by the 'RNS Number' header and contains an announcement from 'Duke Royalty Limited' dated October 27, 2021. The content details a specific corporate action: a £4.2 million follow-on investment into an existing royalty partner (BIL) to fund an acquisition (Vantage Resources Limited). This is a material corporate event announcement, not a full annual report (10-K), quarterly report (IR), or a presentation (IP). Since it is a specific, non-standard regulatory announcement distributed via RNS (London Stock Exchange's news service) and concerns financing/M&A activity, it fits best under the general 'Regulatory Filings' category (RNS) as a fallback, although it is highly specific. Given the options, 'RNS' is the most appropriate general classification for a London Stock Exchange regulatory news service release that isn't covered by a more specific code like DIV, DIRS, or CAP (though it involves capital, it's an investment announcement, not a general financing update or share issue). However, since it is a specific announcement about an investment/financing activity, 'CAP' (Capital/Financing Update) is also a strong candidate. Given the context of RNS distribution and the nature of the announcement (a specific investment deal), RNS is the safest general regulatory classification, but CAP describes the *content* better. Since the document is a full announcement detailing the investment terms and highlights, it is more than just a brief notice, thus ruling out RPA. I will classify it as RNS as it is explicitly an RNS distribution document, which serves as the catch-all for specific regulatory news releases.
2021-10-27 English
Holding(s) in Company
Major Shareholding Notification Classification · 99% confidence The document is clearly identified as an 'RNS Number' filing and contains the header 'TR-1: Standard form for notification of major holdings'. This form is used to report changes in significant share ownership thresholds. Section 7 explicitly details the 'Total positions of person(s) subject to the notification obligation' and the percentage of voting rights crossed (5.08%). This directly corresponds to the definition of Major Shareholding Notification (MRQ). Although it is distributed via RNS, the specific content dictates the classification.
2021-10-27 English

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