Skip to main content
COMPLII FINTECH SOLUTIONS LTD logo

COMPLII FINTECH SOLUTIONS LTD — Investor Relations & Filings

Ticker · CF1 ISIN · AU0000127011 ASX Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
Open in API
Filings indexed 1,268 across all filing types
Latest filing 2023-10-25 Interim / Quarterly Rep…
Country AU Australia
Listing ASX CF1

About COMPLII FINTECH SOLUTIONS LTD

https://complii.com.au/

Complii Fintech Solutions Ltd offers a modular, cloud-based platform designed to automate compliance and operational workflows for financial intermediaries and corporate entities. The technology suite provides end-to-end solutions for managing regulatory obligations, risk assessment, and capital raising activities. Core functionalities include automated compliance monitoring, client relationship management, and electronic bidding for equity capital markets. The platform integrates various modules to streamline the lifecycle of corporate actions, from initial capital raising to ongoing registry management. By digitizing manual processes, the system facilitates efficient communication between advisors, compliance officers, and investors while maintaining a comprehensive audit trail for regulatory reporting.

Recent filings

Filing Released Lang Actions
September 2023 Quarterly Activities Report and Appendix 4C 14 pages 1.5MB
Interim / Quarterly Report Classification · 100% confidence The document is titled 'Quarterly Activities Report and Appendix 4C Q1 FY24' and is dated 26 October 2023. It provides detailed financial and operational information for the quarter ending 30 September 2023, including cash flow, revenue, acquisitions, and outlook. The presence of substantive financial data and analysis for a fiscal quarter, along with the Appendix 4C (a cash flow report required by ASX for quarterly reporting), indicates this is a comprehensive interim/quarterly report rather than a brief announcement or a certification. The document length (15,000 characters) and detailed content confirm it is not merely a report publication announcement or regulatory filing. Therefore, the appropriate classification is Interim / Quarterly Report (IR). Q1 2024
2023-10-25 English
Notice of Annual General Meeting/Proxy Form 43 pages 1.9MB
AGM Information Classification · 100% confidence The document is an ASX announcement dated 26 October 2023 regarding the Notice of Annual General Meeting (AGM) for Complii FinTech Solutions Ltd. It includes the Notice of Meeting, Proxy Form, Message from the Chairman, and details about resolutions to be voted on at the AGM. The content focuses on the meeting logistics, agenda items including adoption of remuneration report, re-election of a director, approval of incentive plans, and other shareholder resolutions. There is no detailed financial data or full financial statements included; rather, it is an announcement and provision of materials related to the AGM. The document explicitly states that the Annual Report can be viewed and downloaded from the company’s website, indicating this document is not the Annual Report itself. Therefore, this document fits the category of AGM Information (AGM-R), which covers presentations and materials shared during the Annual General Meeting.
2023-10-25 English
Release from escrow 1 page 77.1KB
Regulatory Filings Classification · 95% confidence The document is an ASX announcement dated 24 October 2023 regarding the release of 6,000,000 fully paid ordinary shares from voluntary escrow on 3 November 2023. It references ASX Listing Rule 3.10A, which relates to the release of shares from escrow. The document is short (1008 characters) and is a specific announcement about share release, not a report or financial statement. This fits the category of a Regulatory Filing (RNS) as it is a general regulatory announcement that does not fit into more specific categories like Share Issue/Capital Change or Transaction in Own Shares, since it is about escrow release rather than new issuance or buyback. Therefore, the best classification is Regulatory Filings (RNS).
2023-10-23 English
Application for quotation of securities - CF1 6 pages 28.0KB
Share Issue/Capital Change Classification · 100% confidence The document is an application for quotation of securities on the ASX, detailing the issuance and conversion of options/performance rights into ordinary fully paid shares. It includes specifics about the number of securities, issue dates, and the nature of the securities being quoted. This is a formal announcement related to changes in the company's capital structure, specifically the issuance and quotation of new shares resulting from exercised options. There is no financial report, earnings data, or management discussion present. The document fits the category of announcements regarding new share issues or capital changes.
2023-10-11 English
Exercise of Performance Rights 2 pages 99.8KB
Regulatory Filings Classification · 95% confidence The document is an ASX announcement dated 12 October 2023 regarding the exercise of performance rights and the issuance of shares by Complii FinTech Solutions Limited. It includes a Secondary Trading Notice pursuant to the Corporations Act 2001, explaining the legal basis for the sale of shares without disclosure. The document is short (2400 characters) and primarily serves as a notification of a share issuance event and compliance with disclosure requirements. There are no financial statements, detailed financial data, or management discussion of results. It is not an annual or interim report, earnings release, or any detailed financial or governance report. It is also not a director dealing report since it concerns the company issuing shares upon exercise of performance rights, not personal trades by directors. The document is best classified as a Regulatory Filing (RNS) because it is a regulatory announcement about share issuance and compliance with disclosure laws, without substantive financial data or report content.
2023-10-11 English
Release from escrow 1 page 77.1KB
Share Issue/Capital Change Classification · 95% confidence The document is an ASX announcement dated 28 September 2023 regarding the release of 1,914,242 fully paid ordinary shares from voluntary escrow on 5 October 2023. It references ASX Listing Rule 3.10A, which relates to disclosure of changes in shareholdings or share status. The content is a brief announcement about share release from escrow, which is a capital structure event but not a detailed financial report or earnings release. The document length is short (1009 characters), and it is clearly an announcement rather than a full report. This fits best under Share Issue/Capital Change (SHA) as it concerns a change in share capital status (release from escrow).
2023-09-27 English

Browse filings by year

25 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.