COMPLII FINTECH SOLUTIONS LTD — Director's Dealing 2023

Sep 11, 2023

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Ian Steuart Roe
Date of last notice	30 December 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest	Not applicable
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
**Date of change **	12 September 2023
No. of securities held prior to change	Direct interests
	9,103,435 fully paid ordinary shares (Shares)
	4,145,590 options exercisable at $0.125 each on or
	before 31 August 2024 (Tranche 2 Registry
	Direct Options)
	4,000,000 performance rights comprising two
	classes which, subject to satisfaction of various
	performance milestones, will vest.
	Indirect interests
	4,976,377 Shares
	1,658,793 Tranche 2 Registry Direct Options
Class	a) Performance rights
	b) Shares
Number acquired	a) Nil
	b) 2,000,000
Number disposed	a) 2,000,000
	b) Nil

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation	There was no consideration payable in respect ofexercising the performance rights.
No. of securities held after change	Direct interests11,103,435 Shares4,145,590 Tranche 2 Registry Direct Options2,000,000 performance rights comprising twoclasses which, subject to satisfaction of variousperformance milestones, will vest.Indirect interests4,976,377 Shares1,658,793Tranche 2 RegistryDirect Options
Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back	Exercise of vested performance rights

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Not applicable Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearancewas required?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	Not applicable
If prior written clearance was provided, on what date was thisprovided?	Not applicable

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011