COMPLII FINTECH SOLUTIONS LTD — Share Issue/Capital Change 2023

Sep 3, 2023

Application for quotation of +securities

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Announcement Summary

Entity name

COMPLII FINTECH SOLUTIONS LTD

Announcement Type

New announcement

Date of this announcement

Monday September 04, 2023

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
CF1	ORDINARY FULLY PAID	13,000,000	04/09/2023

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

COMPLII FINTECH SOLUTIONS LTD

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 71098238585

1.3 ASX issuer code

CF1

1.4 The announcement is

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New announcement

1.5 Date of this announcement

4/9/2023

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation Time request 04-Sep-2023 08:14 New - Proposed issue of securities - A placement or other type of issue CF1

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

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Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

Appendix 3G to be lodged separately in relation to employee performance rights

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description CF1 : ORDINARY FULLY PAID Issue date 4/9/2023

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

		Total percentage of +securities held
Number of +securities held	Number of holders	For example, to enter a value of 50%
		please input as 50.00
1 - 1,000		%
1,001 - 5,000		%
5,001 - 10,000		%
10,001 - 100,000		%
100,001 and over		%

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

13,000,000

Are the +securities being issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities

Shares are being issued as part consideration for the acquisition of MIntegrity's assets as announced on 4 September 2023.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

455,000.000000

Any other information the entity wishes to provide about the +securities to be quoted

13,000,000 Shares will be subject to voluntary escrow for 24 months from completion of the acquisition (until 4 September 2025).

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
CF1 : ORDINARY FULLY PAID	564,743,115
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
CF1AQ : OPTION EXPIRING 31-AUG-2024 EX $0.125	30,966,439
CF1AM : PERFORMANCE RIGHTS	48,846,727
CF1AF : OPTION EXPIRING 31-DEC-2023 EX $0.10	41,333,335
CF1AG : OPTION EXPIRING 31-DEC-2023 EX $0.05	7,500,000
CF1AN : OPTION EXPIRING 03-NOV-2023 EX $0.075	16,000,000
CF1AO : OPTION EXPIRING 03-NOV-2023 EX $0.10	21,000,000

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Application for quotation of +securities

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