Skip to main content
Cohen & Co Inc. logo

Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
Open in API
Filings indexed 974 across all filing types
Latest filing 2009-10-27 Regulatory Filings
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2009
Regulatory Filings
2009-10-27 English
Regulatory Filings 2009
Regulatory Filings
2009-10-27 English
Regulatory Filings 2009
Regulatory Filings
2009-10-27 English
AMENDMENT NO. 3 TO FORM S-4
Merger & Acquisition Classification · 100% confidence The document is an Amendment No. 3 to Form S-4 filed with the SEC, which is a registration statement under the Securities Act of 1933. It relates to a business combination (merger) between Alesco Financial Inc. and Cohen Brothers, LLC. The text includes detailed information about the merger agreement, proxy statement/prospectus, voting proposals for stockholders and members, and related merger transaction details. Form S-4 is specifically used for merger and acquisition transactions involving securities registration. The document is not a simple announcement or a proxy solicitation alone but a comprehensive registration statement related to a merger. Therefore, the appropriate classification is Merger & Acquisition (MA).
2009-10-21 English
ALESCO FINANCIAL INC. - FORM S-4/A AMENDMENT NO. 2
Merger & Acquisition Classification · 100% confidence The document is a Form S-4/A Amendment No. 2 filed with the SEC, which is a registration statement related to a business combination (merger) involving Alesco Financial Inc. and Cohen Brothers, LLC. It includes detailed information about the merger agreement, issuance of shares, voting procedures, and proxy statements for stockholder meetings. The document is not a financial report like an annual or quarterly report, nor is it a simple announcement or proxy solicitation alone. It is a comprehensive filing related to a merger transaction, which fits the category of Merger & Acquisition filings. The presence of the Form S-4/A and detailed merger terms confirms this classification.
2009-09-30 English
ALESCO FINANCIAL INC--FORM 8-K
M&A Activity Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated September 30, 2009, reporting an entry into a material definitive agreement, specifically an amendment to a merger agreement. It discusses the merger process, references proxy statements and registration statements related to the merger, and includes an exhibit of the amendment. The content focuses on merger-related updates and filings rather than the merger transaction itself or a proxy solicitation document. Given the nature of the filing as a current report on a material definitive agreement related to a merger, the most appropriate classification is 'M&A Activity' (TAR).
2009-09-30 English

Browse filings by year

21 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.