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Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
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Filings indexed 974 across all filing types
Latest filing 2010-02-09 Major Shareholding Noti…
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
SCHEDULE 13G
Major Shareholding Notification
2010-02-09 English
FORM 8-A - COHEN AND COMPANY INC
Regulatory Filings Classification · 100% confidence The document is a Form 8-A filed with the SEC, which is used for the registration of certain classes of securities pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934. The text describes the registration of Preferred Stock Purchase Rights, detailing the terms and conditions of the Rights Agreement, the rights attached to the securities, and the purpose of the registration. This is a regulatory filing related to securities registration and not a financial report, earnings release, or other specific report type. It does not contain financial statements or management discussion but is a formal regulatory filing to register securities. Therefore, the appropriate classification is Regulatory Filings (RNS).
2009-12-28 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content describes the entry into a material definitive agreement, specifically a Section 382 Rights Agreement related to preferred stock purchase rights. This is a corporate event announcement about a rights plan to protect deferred tax assets and stockholder value. It is not a full financial report, earnings release, or management discussion. It is not a proxy statement, voting results, or a merger/acquisition filing. The document is a regulatory filing announcing a significant corporate action. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length and detail support a high confidence in this classification.
2009-12-28 English
Delisting Announcement 2009
Delisting Announcement
2009-12-28 English
COHEN & COMPANY INC. - AMENDMENT NO. 1 TO FORM 8-K
Regulatory Filings Classification · 95% confidence The document is an Amendment No. 1 to Form 8-K filed with the SEC, which is a Current Report under the Securities Exchange Act of 1934. It provides financial statement information and pro forma financial information related to a merger involving Cohen Brothers, LLC. The document includes unaudited consolidated financial statements and pro forma financial data attached as exhibits. The presence of Form 8-K and the nature of the content (financial statements related to a merger) indicate this is a regulatory filing updating previously filed information. It is not a full annual or quarterly report, nor is it a presentation or earnings release. The document is a formal regulatory filing providing updated financial information as required by the SEC. Therefore, the appropriate classification is Regulatory Filings (RNS).
2009-12-24 English
BEACH FORM 3
Director's Dealing
2009-12-22 English

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