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Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
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Filings indexed 974 across all filing types
Latest filing 2009-12-18 Director's Dealing
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
LISTMAN FORM 3
Director's Dealing
2009-12-18 English
POOLER FORM 3
Director's Dealing
2009-12-18 English
RICCIARDI FORM 3
Director's Dealing
2009-12-18 English
AUTO-GENERATED PAPER DOCUMENT
Regulatory Filings
2009-12-18 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content specifically details a change in the company's independent registered public accounting firm, including dismissal of Ernst & Young LLP and engagement of Grant Thornton LLP. It also discusses audit-related matters and includes a letter from the former auditor. This type of filing is not a full annual report or audit report itself but an announcement of a significant event related to the company's auditors. The document length is 4485 characters, which is relatively short and consistent with an 8-K current report. Therefore, the filing type corresponds to Regulatory Filings (RNS), which is the fallback category for miscellaneous SEC filings like Form 8-K that do not fit other specific categories.
2009-12-17 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content includes details about a business combination (merger) between Cohen & Company Inc. and Cohen Brothers, LLC, amendments to credit facilities, changes in stock structure including a reverse stock split, and a transfer of stock listing from NYSE to NYSE Amex. It also references proxy statements and other filings but does not contain comprehensive financial statements or detailed financial performance data typical of annual or quarterly reports. The document is lengthy (15,000 characters) and contains substantive information about corporate events and agreements, consistent with the purpose of an 8-K filing. Therefore, the classification is Regulatory Filings (RNS), which is the appropriate category for SEC current reports that do not fit into other specific report types like 10-K or IR.
2009-12-16 English

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