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CINDA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601059 ISIN · CNE100005VS2 LEI · 300300E1002411000077 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 358 across all filing types
Latest filing 2023-03-13 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601059

About CINDA SECURITIES CO., LTD.

https://www.cindasc.com/

Cinda Securities Co., Ltd. is a comprehensive financial services provider primarily engaged in securities brokerage, investment banking, and asset management. As a subsidiary of China Cinda Asset Management Co., Ltd., the company leverages its parent organization's expertise in distressed asset management to offer specialized financial solutions. Its core business activities include the underwriting and sponsorship of equity and debt instruments, proprietary trading, and investment consulting. The firm provides a wide range of services to institutional and individual clients, including margin trading, securities lending, and wealth management. Cinda Securities focuses on delivering integrated financial services through its extensive branch network and digital platforms, emphasizing risk management and professional investment research to support client capital growth and corporate financing needs.

Recent filings

Filing Released Lang Actions
信达证券股份有限公司关于聘任证券事务代表的公告
Board/Management Information Classification · 95% confidence The document is an announcement regarding the appointment of a securities affairs representative (证券事务代表) by the company's board of directors. It includes details about the appointee's qualifications and contact information. There is no financial data, no report or presentation, and no mention of voting results or legal proceedings. This type of document is related to management or board information, specifically about a personnel change or appointment within the company. Therefore, it fits best under the category of Board/Management Information (MANG). The document length is short and it is not a report publication announcement or regulatory filing. Confidence is high due to clear content and context.
2023-03-13 Chinese
信达证券股份有限公司2022年度社会责任报告
Environmental & Social Information Classification · 95% confidence The document is titled '信达证券股份有限公司2022 年度社会责任报告' which translates to 'Cinda Securities Co., Ltd. 2022 Annual Social Responsibility Report'. It covers the company's social responsibility activities, governance, environmental initiatives, employee welfare, and community engagement for the year 2022. The content focuses on Environmental, Social, and Governance (ESG) factors, including environmental protection, social contributions, and corporate governance practices. There is no indication that this is a financial report, audit report, or regulatory filing. The document aligns with the description of an Environmental & Social Information report (SR). The document length is substantial and contains detailed ESG information, confirming it is the report itself, not just an announcement or summary.
2023-03-13 Chinese
中信建投证券股份有限公司关于信达证券股份有限公司预计2023年度日常关联交易的核查意见
Audit Report / Information Classification · 95% confidence The document is a detailed report from a sponsoring institution (中信建投证券股份有限公司) regarding the anticipated daily related-party transactions of 信达证券股份有限公司 for the year 2023. It includes extensive financial data, descriptions of related parties, transaction categories, pricing policies, and the impact on the company. The document also contains independent directors' opinions and the sponsor's verification opinions. It is not a brief announcement or a certification letter but a substantive report on related-party transactions, which is a typical content of an Audit Report / Information (AR) filing. There is no indication that this is an Annual Report, Earnings Release, or other categories. The length and detail confirm it is a full report rather than a mere announcement or notice. FY 2023
2023-03-13 Chinese
信达证券股份有限公司关于聘任董事会秘书的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of a new board secretary (董事会秘书) for the company 信达证券股份有限公司. It details the decision made by the board, the qualifications of the appointed individual, and contact information. There is no financial data, no report attached or referenced as being published, and no mention of financial results or regulatory certifications. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management.
2023-03-13 Chinese
信达证券股份有限公司2022年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2022 年度内部控制评价报告' which translates to '2022 Annual Internal Control Evaluation Report'. It is a detailed report on the company's internal control evaluation for the year ending December 31, 2022. The content includes evaluation conclusions, scope, standards for internal control defects, and corrective actions. It is a comprehensive report on internal control effectiveness, not merely an announcement or certification. The document length is 14,580 characters, indicating a full report rather than a brief announcement. The content focuses on internal control evaluation, which aligns with audit-related information but is not a standalone audit report or financial statement. Given the nature of the document as an internal control evaluation report, it fits best under the category 'Audit Report / Information (AR)', which includes audit reports and internal control evaluations but excludes full annual reports. Therefore, the appropriate classification is AR with high confidence. FY 2022
2023-03-13 Chinese
信达证券股份有限公司独立董事关于2022年度关联交易情况及预计2023年度日常关联交易的事前认可意见
Board/Management Information Classification · 95% confidence The document is an opinion statement from independent directors regarding the company's related party transactions for the year 2022 and the anticipated related party transactions for 2023. It includes legal references and confirms fairness and compliance with regulations. This type of document is typically related to governance and board oversight rather than a full financial report or announcement of voting results. It is not a full annual report, audit report, or earnings release. It is also not a proxy solicitation or voting result announcement. The content aligns best with Board/Management Information (MANG) as it involves board-level review and approval of related party transactions and their fairness, which is a management/board governance matter.
2023-03-13 Chinese

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