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CINDA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601059 ISIN · CNE100005VS2 LEI · 300300E1002411000077 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 358 across all filing types
Latest filing 2023-03-13 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601059

About CINDA SECURITIES CO., LTD.

https://www.cindasc.com/

Cinda Securities Co., Ltd. is a comprehensive financial services provider primarily engaged in securities brokerage, investment banking, and asset management. As a subsidiary of China Cinda Asset Management Co., Ltd., the company leverages its parent organization's expertise in distressed asset management to offer specialized financial solutions. Its core business activities include the underwriting and sponsorship of equity and debt instruments, proprietary trading, and investment consulting. The firm provides a wide range of services to institutional and individual clients, including margin trading, securities lending, and wealth management. Cinda Securities focuses on delivering integrated financial services through its extensive branch network and digital platforms, emphasizing risk management and professional investment research to support client capital growth and corporate financing needs.

Recent filings

Filing Released Lang Actions
信达证券股份有限公司章程
Governance Information Classification · 100% confidence The document is titled "章程" which translates to "Articles of Association" or "Company Bylaws." It contains detailed provisions about the company's organizational structure, shareholder rights, board of directors, management, share issuance, share transfer, shareholder meetings, and other governance-related matters. The content is legal and regulatory in nature, focusing on the internal rules and governance framework of the company rather than financial performance, audit results, or meeting announcements. There is no indication that this is an annual report, audit report, earnings release, or any other financial or regulatory filing. Instead, it fits the description of a Governance Information report, which details the company's internal rules, board structure, and governance practices.
2023-03-13 Chinese
信达证券股份有限公司2022年度财务报表审计报告
Annual Report Classification · 98% confidence The document is titled as the audited financial statements for the year 2022 of 信达证券股份有限公司 (Cinda Securities Co., Ltd.). It includes an audit report by a registered accounting firm (Ernst & Young Hua Ming), detailed financial statements such as consolidated balance sheets, income statements, cash flow statements, and notes to the financial statements. The document contains comprehensive financial data and audit opinions, which are typical components of a full annual report. The length of the document (15,000 characters) and the presence of detailed financial statements and audit opinions confirm it is the actual report, not just an announcement or certification. Therefore, the document fits the definition of an Annual Report (10-K). FY 2022
2023-03-13 Chinese
信达证券股份有限公司第五届监事会第十二次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of 信达证券股份有限公司 (Cinda Securities Co., Ltd.) regarding the approval of various reports and proposals related to the 2022 fiscal year, including the annual report, risk management report, financial statements, internal control evaluation, audit report, compliance reports, social responsibility report, and others. The document records the voting results and states that some items will be submitted to the shareholders' meeting for approval. The document length is 1833 characters, which is relatively short and primarily serves as an announcement of the Supervisory Board's meeting resolutions rather than the full reports themselves. It does not contain the full annual report or detailed financial data but references the approval of the 2022 annual report and related documents. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is an official announcement of meeting resolutions and approvals, not the full annual report or other detailed reports themselves.
2023-03-13 Chinese
信达证券股份有限公司2022年度内部控制审计报告
Audit Report / Information Classification · 100% confidence The document is titled "内部控制审计报告" which translates to "Internal Control Audit Report." It is issued by an accounting firm (安永华明, Ernst & Young Hua Ming) and addresses the effectiveness of internal controls over financial reporting as of December 31, 2022. The document includes the auditor's responsibilities, the company's responsibilities, and an audit opinion on internal control effectiveness. It is a standalone audit report focused on internal control over financial reporting, not a full annual report or financial statement. The length of the document (over 12,000 characters) and the detailed audit content confirm it is the actual audit report, not just an announcement or certification. Therefore, the appropriate classification is Audit Report / Information (AR). FY 2022
2023-03-13 Chinese
信达证券股份有限公司关于变更注册资本、公司类型及修改公司章程的公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement from 信达证券股份有限公司 regarding changes in registered capital, company type, and amendments to the company charter. It details the approval of a new share issuance, increase in registered capital, change from a non-listed to a listed company, and specific amendments to the company bylaws. The document is relatively short (1377 characters) and serves as a formal public announcement of these corporate changes rather than a detailed financial report or regulatory filing. It does not contain financial statements or detailed financial analysis, nor is it a report of voting results or management changes. The content fits best with a Share Issue/Capital Change announcement, as it focuses on changes in share capital and company registration details.
2023-03-13 Chinese
信达证券股份有限公司独立董事关于第五届董事会第三十二次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion report from independent directors of 信达证券股份有限公司 regarding several corporate governance matters discussed in the 32nd meeting of the 5th board of directors. It covers opinions on appointment of senior management, related party transactions for 2022 and expected for 2023, profit distribution plan for 2022, non-operating fund occupation and external guarantees, and the 2022 internal control evaluation report. The document references compliance with company law, securities law, stock exchange listing rules, and internal control audit reports. It is not a full annual report or financial statement but rather a governance-related opinion document from the board's independent directors on specific corporate matters and internal controls. This fits best under Board/Management Information (MANG) as it relates to board meeting matters and management appointments, and internal control opinions. The document length is short (1802 characters) and contains substantive content, not just an announcement or certification, so it is not RPA or RNS. Therefore, the classification is MANG with high confidence.
2023-03-13 Chinese

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