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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2020-06-12 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
关于向专业投资者公开发行公司债券获得中国证监会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from a company about receiving regulatory approval from the China Securities Regulatory Commission (CSRC) to publicly issue corporate bonds to professional investors. It details the registration approval, issuance limits, and timelines. There is no financial data or report content, only an update on financing activity and regulatory approval. This fits the definition of a Capital/Financing Update (CAP). The document length is short and it is not a report publication announcement or certification. Therefore, the classification is CAP with high confidence.
2020-06-12 Chinese
2020年第二次临时股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as "2020 年第二次临时股东大会 会议资料" which translates to "2020 Second Extraordinary General Meeting (EGM) Meeting Materials." It contains detailed agenda, meeting procedures, and proposed amendments to the company's articles of association and shareholder meeting rules. The content includes detailed proposals and attachments related to governance documents and company bylaws. This type of document is typically prepared and distributed as meeting materials for a shareholders' meeting, not the announcement of voting results or the minutes. It is not a full annual or interim report, nor an earnings release or audit report. It is not a proxy solicitation or voting results announcement but the actual meeting materials presented at the shareholders' meeting. Therefore, the document fits the category of AGM Information (AGM-R), which includes presentations and materials shared during the Annual General Meeting or other shareholder meetings such as an Extraordinary General Meeting.
2020-06-10 Chinese
关于召开2020年第二次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a detailed notice about the convening of the 2020 second extraordinary general meeting of shareholders for 中信建投证券股份有限公司. It includes information about the meeting date, voting methods, agenda items, attendance, and proxy forms. There is no financial data or results reported, nor is it a transcript or presentation. It is not an announcement of voting results but a notice to shareholders about the meeting itself. This fits the definition of a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings.
2020-06-10 Chinese
第二届董事会第二十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of a board meeting resolution by 中信建投证券股份有限公司 (CITIC Securities Co., Ltd.). It details the convening and voting results of the company's second board meeting of the second session, including the approval of a proposal to convene an extraordinary shareholders' meeting. The content focuses on board decisions and meeting procedures, without financial data or report content. This fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors or senior management. The document length is short and it is not a report or financial statement, so it is not an Annual Report or Interim Report. Therefore, the correct classification is MANG with high confidence.
2020-06-09 Chinese
2019年度股东大会及2020年第二次A股类别股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the 2019 Annual General Meeting (AGM) and the 2020 second A-share class shareholders meeting of 中信建投证券股份有限公司. It includes voting results for various proposals, attendance details, and legal opinions confirming the validity of the meeting and votes. The content focuses on the official results of shareholder votes on multiple agenda items, including approval of financial reports, stock issuance plans, and other corporate actions. There is no presentation material, transcript of discussions, or full financial statements included. The document is not a report itself but an official announcement of voting results from the shareholder meetings. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is substantial and contains detailed voting data, supporting a high confidence in classification.
2020-06-05 Chinese
2019年度股东大会、2020年第二次A股类别股东大会及2020年第二次H股类别股东大会的法律意见
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a detailed legal opinion from a law firm regarding the convening, procedures, attendance, and voting results of the 2019 Annual General Meeting (AGM) and subsequent category-specific shareholder meetings of CITIC Securities Company Limited. It includes extensive voting results on various resolutions, including financial reports, profit distribution, and share issuance plans. The document is lengthy (15,000 characters) and contains substantive content about the meeting proceedings and outcomes, not merely an announcement or a brief summary. This matches the definition of Declaration of Voting Results & Voting Rights Announcements (DVA), as it provides official results from shareholder votes at the AGM and related meetings. It is not a full Annual Report (10-K), nor a simple announcement or proxy solicitation. Therefore, the correct classification is DVA with high confidence.
2020-06-05 Chinese

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