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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,202 across all filing types
Latest filing 2023-05-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
第二届监事会第二十九次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement of a supervisory board meeting resolution by 中信建投证券股份有限公司. It details the meeting date, attendance, the agenda item regarding related party transactions, and the voting results. There is no financial data, no mention of annual or interim reports, no earnings data, and no indication of a shareholder vote result announcement. The document is a regulatory announcement about internal governance and compliance with laws and company rules. It does not fit into categories like Annual Report, Earnings Release, or Voting Results. It is best classified as a Regulatory Filing (RNS) because it is a formal regulatory announcement that does not fit other specific categories.
2023-05-29 Chinese
中信建投证券股份有限公司独立董事关于第二届董事会第五十三次会议相关事项的独立意见
Regulatory Filings
2023-05-29 Chinese
第二届董事会第五十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the 53rd meeting of the second board of directors of 中信建投证券股份有限公司 (CITIC Securities). It details the meeting date, attendance, voting results on various company matters including the 2023 work plan, financial plan, related party transactions, appointment of auditors, capital increase, and amendments to board rules. The document is not a financial report, earnings release, or audit report but rather a disclosure of board meeting decisions. It does not contain financial statements or detailed financial analysis. This type of document fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors or senior management. The document length is 2475 characters, consistent with a meeting resolution announcement rather than a full report. Therefore, the correct classification is MANG with high confidence.
2023-05-29 Chinese
关于计提预计负债的公告
Regulatory Filings Classification · 95% confidence The document is an announcement by the board of directors of 中信建投证券股份有限公司 regarding the provision for estimated liabilities related to a specific event involving a special compensation fund. It discusses the accounting treatment and impact on financial results but does not contain full financial statements or detailed financial data. The document is relatively short (889 characters) and serves as a formal disclosure of a financial provision rather than a full financial report. It is not an annual or interim report, audit report, or earnings release. It is also not a regulatory certification or officer attestation. The content fits best as a Regulatory Filing (RNS) because it is a formal regulatory announcement about accounting provisions and financial impact without constituting a full report or detailed financial data.
2023-05-26 Chinese
关于正式设立紫晶存储事件先行赔付专项基金的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement by 中信建投证券股份有限公司 regarding the formal establishment of a special fund for advance compensation related to the 紫晶存储事件 (Zijing Storage incident). It details the fund's purpose, management, scope, calculation methods for compensation, and instructions for investors. The content focuses on the creation and operational details of a compensation fund for investors affected by a securities fraud event. It does not contain financial statements, earnings data, or management discussion of financial results. It is not a report like an Annual Report or Interim Report, nor is it a call transcript or a legal proceeding update. The document is a regulatory announcement about the establishment and operation of a special compensation fund, which fits best under Regulatory Filings (RNS) as it is a formal regulatory disclosure that does not fit other specific categories.
2023-05-26 Chinese
关于第一大股东增持公司H股股份及后续增持计划的公告
Major Shareholding Notification Classification · 100% confidence The document is an announcement regarding the increase in shareholding by the company's largest shareholder, Beijing Financial Holdings Group, including details of the share increase, the percentage of shares held before and after the increase, and a plan for further share increases. It includes specific shareholding percentages and the nature of shares (H shares). The document does not contain financial statements, earnings data, or management discussion of financial results. It is focused on shareholding changes and plans for further share acquisition. This fits the definition of a Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels.
2023-05-18 Chinese

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